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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
(+7.2%)
Cap. Flow
+$1.55B
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Elanco Animal Health
ELAN
|
+$89.1M |
| 2 |
WEX
WEX
|
+$78.4M |
| 3 |
Blackrock
BLK
|
+$73.2M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$71.9M |
| 5 |
OneMain Financial
OMF
|
+$45.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$63.6M |
| 2 |
Neurocrine Biosciences
NBIX
|
+$56.6M |
| 3 |
Agnico Eagle Mines
AEM
|
+$55.1M |
| 4 |
DFS
Discover Financial Services
DFS
|
+$36M |
| 5 |
ORBC
ORBCOMM, Inc.
ORBC
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.39% |
| 2 | Financials | 14.65% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.54% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
Pool Corp
POOL
$7.5B
| $3.89M | 0.02% |
8,964
-143
| -2% | -$67.8K |
|
552
Vanguard Energy ETF
VDE
$9.74B
| $3.89M | 0.02% |
52,586
+14,790
| +39% | +$1.03M |
|
553
EPAM Systems
EPAM
$5.09B
| $3.86M | 0.02% |
6,765
+81
| +1% | +$47.7K |
|
554
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
| $3.86M | 0.02% |
78,069
+8,791
| +13% | +$436K |
|
555
Jazz Pharmaceuticals
JAZZ
$16.7B
| $3.83M | 0.02% |
29,417
+13,324
| +83% | +$2.01M |
|
556
Biogen
BIIB
$30.7B
| $3.8M | 0.02% |
13,420
-2,151
| -14% | -$705K |
|
557
Darden Restaurants
DRI
$24.4B
| $3.79M | 0.02% |
25,035
+291
| +1% | +$42.8K |
|
558
lululemon athletica
LULU
$14.6B
| $3.78M | 0.02% |
9,338
+260
| +3% | +$104K |
|
559
Regions Financial
RF
$26.8B
| $3.78M | 0.02% |
177,210
+149,362
| +536% | +$2.97M |
|
560
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.84B
| $3.77M | 0.02% |
+106,518
| New | +$3.88M |
|
561
VanEck Intermediate Muni ETF
ITM
$2.15B
| $3.76M | 0.02% |
73,441
+7,258
| +11% | +$377K |
|
562
iShares US Real Estate ETF
IYR
$4.65B
| $3.76M | 0.02% |
36,724
-335
| -0.9% | -$35.6K |
|
563
Norfolk Southern
NSC
$75.1B
| $3.75M | 0.02% |
15,689
+2,636
| +20% | +$676K |
|
564
Cummins
CMI
$88.7B
| $3.74M | 0.02% |
16,645
+3,262
| +24% | +$764K |
|
565
Vanguard Real Estate ETF
VNQ
$39B
| $3.73M | 0.02% |
36,668
+1,727
| +5% | +$183K |
|
566
Okta
OKTA
$25.8B
| $3.7M | 0.02% |
15,577
-470
| -3% | -$117K |
|
567
eBay
EBAY
$49.7B
| $3.69M | 0.02% |
52,900
+3,937
| +8% | +$282K |
|
568
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
| $3.66M | 0.02% |
54,171
+6,847
| +14% | +$467K |
|
|
GLQ
569
Clough Global Equity Fund
GLQ
$158M
| $3.64M | 0.02% |
248,642
+14,215
| +6% | +$216K |
|
570
iShares International Select Dividend ETF
IDV
$8.51B
| $3.64M | 0.02% |
119,540
+39,230
| +49% | +$1.26M |
|
571
Cigna
CI
$74.6B
| $3.62M | 0.02% |
18,090
+2,390
| +15% | +$520K |
|
|
RDS.A
572
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $3.61M | 0.02% |
80,940
-416
| -0.5% | -$16.8K |
|
|
CTLT
573
DELISTED
CATALENT, INC.
CTLT
| $3.6M | 0.02% |
27,082
+14,980
| +124% | +$1.87M |
|
574
iShares Global Clean Energy ETF
ICLN
$2.4B
| $3.6M | 0.02% |
166,199
-680
| -0.4% | -$15.5K |
|
575
Marriott International
MAR
$92.3B
| $3.6M | 0.02% |
24,292
-199
| -0.8% | -$27.8K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.
- Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
- Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
- Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
- Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
- Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
- Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.
Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.