We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
(+24%)
Cap. Flow
+$1B
Cap. Flow
% of AUM
7.59%
Top 10 Holdings %
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$120M |
| 2 |
Globe Life
GL
|
+$115M |
| 3 |
MPT
Medical Properties Trust
MPT
|
+$91.5M |
| 4 |
Arch Capital
ACGL
|
+$69.2M |
| 5 |
Amazon
AMZN
|
+$45.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$138M |
| 2 |
GSK
GSK
|
+$98.7M |
| 3 |
Crown Holdings
CCK
|
+$92.3M |
| 4 |
American Water Works
AWK
|
+$54M |
| 5 |
SolarEdge
SEDG
|
+$45.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.64% |
| 2 | Financials | 15.05% |
| 3 | Healthcare | 13.07% |
| 4 | Consumer Discretionary | 9.61% |
| 5 | Communication Services | 7.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
| $1.81M | 0.01% |
206,102
+24,347
| +13% | +$197K |
|
552
NIO
NIO
$11.9B
| $1.8M | 0.01% |
37,010
+26,241
| +244% | +$1.02M |
|
553
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
| $1.8M | 0.01% |
36,198
+3,886
| +12% | +$193K |
|
554
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
| $1.8M | 0.01% |
1,185
| – | – |
|
555
Corpay
CPAY
$25.7B
| $1.79M | 0.01% |
6,571
-2,741
| -29% | -$704K |
|
|
PACW
556
DELISTED
PacWest Bancorp
PACW
| $1.79M | 0.01% |
70,587
-2,520
| -3% | -$56.2K |
|
557
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
| $1.79M | 0.01% |
44,838
+14,542
| +48% | +$560K |
|
558
iShares US Industrials ETF
IYJ
$1.95B
| $1.78M | 0.01% |
18,362
+3,294
| +22% | +$301K |
|
559
Sprott Physical Gold
PHYS
$15.7B
| $1.77M | 0.01% |
117,179
| – | – |
|
560
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
| $1.76M | 0.01% |
32,762
+2,136
| +7% | +$109K |
|
|
561
Crown Holdings
CCK
$13.1B
| $1.76M | 0.01% |
17,577
-1,004,728
| -98% | -$92.3M |
|
562
Quanta Services
PWR
$101B
| $1.75M | 0.01% |
24,362
+387
| +2% | +$25.5K |
|
|
563
SolarEdge
SEDG
$1.95B
| $1.73M | 0.01% |
5,418
-165,287
| -97% | -$45.7M |
|
|
FM
564
DELISTED
iShares Frontier and Select EM ETF
FM
| $1.73M | 0.01% |
60,876
+4,268
| +8% | +$117K |
|
565
BlackRock MuniAssets Fund
MUA
$522M
| $1.71M | 0.01% |
116,549
+10,849
| +10% | +$154K |
|
566
FTAI Aviation
FTAI
$22.2B
| $1.7M | 0.01% |
84,976
-29,229
| -26% | -$488K |
|
567
Zscaler
ZS
$27.3B
| $1.7M | 0.01% |
8,527
-1,373
| -14% | -$218K |
|
568
BlackRock TCP Capital
TCPC
$345M
| $1.69M | 0.01% |
150,669
-38,808
| -20% | -$421K |
|
569
Palantir
PLTR
$413B
| $1.69M | 0.01% |
71,786
+59,207
| +471% | +$1.06M |
|
|
EFT
570
Eaton Vance Floating-Rate Income Trust
EFT
$288M
| $1.67M | 0.01% |
126,864
+1,249
| +1% | +$16.1K |
|
571
FMC
FMC
$1.33B
| $1.67M | 0.01% |
14,526
+8,003
| +123% | +$891K |
|
572
Steris
STE
$23.1B
| $1.65M | 0.01% |
8,722
-11
| -0.1% | -$2.05K |
|
573
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
| $1.63M | 0.01% |
32,871
+366
| +1% | +$17K |
|
|
ANSS
574
DELISTED
Ansys
ANSS
| $1.6M | 0.01% |
4,416
+58
| +1% | +$19.4K |
|
|
UMPQ
575
DELISTED
Umpqua Holdings Corp
UMPQ
| $1.6M | 0.01% |
106,032
-29,989
| -22% | -$411K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2020 Portfolio in Review
As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.
- Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
- Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
- Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
- Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
- Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
- Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
- Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.
Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.