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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-13.79%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$5.71B
AUM Growth
-$882M
Cap. Flow
+$87.1M
Cap. Flow %
1.53%
Top 10 Hldgs %
29.56%
Holding
945
New
191
Increased
229
Reduced
128
Closed
35

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$39.9M
2
META icon
Meta Platforms (Facebook)
META
+$32.6M
3
ONC
BeOne Medicines Ltd
ONC
+$27.1M
4
CHTR icon
Charter Communications
CHTR
+$24.8M
5
RCL icon
Royal Caribbean
RCL
+$23.3M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$87M
2
NKE icon
Nike
NKE
+$76.2M
3
TSM icon
TSMC
TSM
+$49.6M
4
UAL icon
United Airlines
UAL
+$32M
5
AWK icon
American Water Works
AWK
+$30.5M

Sector Composition

Rank Sector Weight
1 Healthcare 21.35%
2 Financials 17.15%
3 Communication Services 12.3%
4 Consumer Discretionary 11.48%
5 Technology 9.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COO icon
551
Cooper Companies
COO
$14.5B
$38K ﹤0.01%
600
– –
PH icon
552
Parker-Hannifin
PH
$126B
$38K ﹤0.01%
255
+100
+65% +$16.2K
SHV icon
553
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$38K ﹤0.01%
+344
New +$38K
ANSS
554
DELISTED
Ansys
ANSS
$37K ﹤0.01%
262
– –
KEYS icon
555
Keysight
KEYS
$55B
$37K ﹤0.01%
599
– –
LEA icon
556
Lear
LEA
$6.27B
$37K ﹤0.01%
298
– –
PUK icon
557
Prudential
PUK
$37.4B
$37K ﹤0.01%
+1,087
New +$41.6K
G icon
558
Genpact
G
$5.96B
$36K ﹤0.01%
1,329
– –
GOOS
559
Canada Goose Holdings
GOOS
$856M
$36K ﹤0.01%
+812
New +$45.2K
SHLX
560
DELISTED
Shell Midstream Partners, L.P.
SHLX
$36K ﹤0.01%
2,210
– –
VSM
561
DELISTED
Versum Materials, Inc.
VSM
$36K ﹤0.01%
1,305
– –
EXC icon
562
Exelon
EXC
$47B
$35K ﹤0.01%
+1,094
New +$35K
SKX
563
DELISTED
Skechers
SKX
$35K ﹤0.01%
1,517
-763,102
-100% -$20M
PNW icon
564
Pinnacle West Capital
PNW
$12.2B
$34K ﹤0.01%
400
– –
COTY icon
565
Coty
COTY
$2.46B
$33K ﹤0.01%
5,038
– –
TSLA icon
566
Tesla
TSLA
$1.27T
$33K ﹤0.01%
1,500
– –
TXT icon
567
Textron
TXT
$14.9B
$33K ﹤0.01%
720
– –
CME icon
568
CME Group
CME
$95.7B
$32K ﹤0.01%
168
– –
ARE icon
569
Alexandria Real Estate Equities
ARE
$9.24B
$31K ﹤0.01%
265
– –
RELX icon
570
RELX
RELX
$63.1B
$31K ﹤0.01%
+1,535
New +$31.2K
SU icon
571
Suncor Energy
SU
$77.9B
$31K ﹤0.01%
+1,092
New +$36.3K
ETFC
572
DELISTED
E*Trade Financial Corporation
ETFC
$31K ﹤0.01%
706
– –
COR icon
573
Cencora
COR
$60B
$30K ﹤0.01%
407
+220
+118% +$19K
FISV
574
Fiserv Inc
FISV
$29B
$30K ﹤0.01%
406
– –
MSI icon
575
Motorola Solutions
MSI
$72.6B
$30K ﹤0.01%
258
– –
21 22
23
24 25

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Rockefeller Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Rockefeller Capital Management held 945 positions worth $5.71B, down 13% from $6.59B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rockefeller Capital Management's Q4 2018 filing shows 191 new, 229 increased, 128 reduced and 35 closed positions. Its largest new stake was iShares US Regional Banks ETF: 503,053 shares worth $20M. The largest sale was Shire pic, an estimated $87M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.

  • Rockefeller Capital Management's largest Q4 2018 buy was iShares US Regional Banks ETF: 503,053 shares worth $20M.
  • Rockefeller Capital Management added most to Amazon in Q4 2018, an estimated $39.9M increase.
  • Rockefeller Capital Management's biggest Q4 2018 reduction was Shire pic, cutting an estimated $87M.
  • Rockefeller Capital Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.9M.
  • Rockefeller Capital Management's ten largest holdings make up 30% of its $5.71B portfolio in Q4 2018.
  • Rockefeller Capital Management opened 191 new positions and closed 35 in Q4 2018.
  • Rockefeller Capital Management's portfolio value fell 13% quarter-over-quarter to $5.71B.

Based on Rockefeller Capital Management's 13F filing for Q4 2018, filed 12 Feb 2019.