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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
(+17%)
Cap. Flow
+$2.09B
Cap. Flow
% of AUM
9.01%
Top 10 Holdings %
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$65.9M |
| 2 |
Microsoft
MSFT
|
+$52.5M |
| 3 |
Amazon
AMZN
|
+$51.3M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$51.2M |
| 5 |
OneMain Financial
OMF
|
+$47.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity National Information Services
FIS
|
+$52.5M |
| 2 |
Netflix
NFLX
|
+$51.5M |
| 3 |
Chevron
CVX
|
+$45.3M |
| 4 |
Applied Materials
AMAT
|
+$34.6M |
| 5 |
SCHW
Charles Schwab
SCHW
|
+$29.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.43% |
| 2 | Financials | 13.24% |
| 3 | Healthcare | 9.75% |
| 4 | Consumer Discretionary | 6.57% |
| 5 | Industrials | 6.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $6.32M | 0.03% |
82,938
-51,723
| -38% | -$3.92M |
|
527
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
| $6.31M | 0.03% |
218,074
+7,946
| +4% | +$227K |
|
528
BlackRock Capital Allocation Term Trust
BCAT
$1.68B
| $6.3M | 0.03% |
416,433
+8,066
| +2% | +$120K |
|
529
Exelon
EXC
$47B
| $6.26M | 0.03% |
149,559
-22,640
| -13% | -$944K |
|
530
Golub Capital BDC
GBDC
$3.42B
| $6.19M | 0.03% |
456,388
-12,989
| -3% | -$175K |
|
531
Magna International
MGA
$18.8B
| $6.17M | 0.03% |
115,264
-432,407
| -79% | -$25M |
|
532
Vanguard Russell 2000 ETF
VTWO
$17.9B
| $6.17M | 0.03% |
85,592
+5,205
| +6% | +$387K |
|
533
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.25B
| $6.12M | 0.03% |
68,929
-439
| -0.6% | -$40.2K |
|
534
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.13B
| $6.03M | 0.03% |
229,095
+56,981
| +33% | +$1.59M |
|
|
CTRA
535
DELISTED
Coterra Energy
CTRA
| $5.94M | 0.03% |
242,249
+70,917
| +41% | +$1.74M |
|
536
Vanguard S&P 500 Value ETF
VOOV
$6.71B
| $5.9M | 0.03% |
40,213
+6,437
| +19% | +$940K |
|
537
Consolidated Edison
ED
$39.9B
| $5.87M | 0.03% |
61,387
-4,202
| -6% | -$394K |
|
538
Global X US Infrastructure Development ETF
PAVE
$15.2B
| $5.85M | 0.03% |
206,256
-98,726
| -32% | -$2.8M |
|
539
Snap
SNAP
$9.01B
| $5.78M | 0.02% |
515,355
-219,830
| -30% | -$2.31M |
|
540
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
| $5.74M | 0.02% |
125,391
+3,348
| +3% | +$154K |
|
541
A.O. Smith
AOS
$8.7B
| $5.73M | 0.02% |
82,886
-5,919
| -7% | -$385K |
|
542
Norfolk Southern
NSC
$75.1B
| $5.73M | 0.02% |
27,029
+2,554
| +10% | +$591K |
|
543
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
| $5.7M | 0.02% |
126,944
-4,023
| -3% | -$173K |
|
544
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
| $5.69M | 0.02% |
74,107
-25,390
| -26% | -$1.92M |
|
545
Core Alternative Capital
CCOR
$28M
| $5.62M | 0.02% |
188,519
-11,041
| -6% | -$336K |
|
546
Jazz Pharmaceuticals
JAZZ
$16.7B
| $5.6M | 0.02% |
38,302
-508
| -1% | -$75.1K |
|
547
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
| $5.54M | 0.02% |
33,556
+2,244
| +7% | +$373K |
|
548
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
| $5.54M | 0.02% |
135,960
+15,800
| +13% | +$640K |
|
549
Vanguard Consumer Discretionary ETF
VCR
$6.33B
| $5.53M | 0.02% |
21,903
+2,599
| +13% | +$633K |
|
550
Vanguard FTSE Europe ETF
VGK
$31.4B
| $5.48M | 0.02% |
89,927
+3,810
| +4% | +$228K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2023 Portfolio in Review
As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.
- Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
- Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
- Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
- Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
- Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
- Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.
Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.