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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
iShares MSCI ACWI ex US ETF
ACWX
$11.8B
| $1.34M | 0.01% |
29,098
-1,150
| -4% | -$53K |
|
527
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
| $1.34M | 0.01% |
181,755
+24,473
| +16% | +$186K |
|
528
Virtu Financial
VIRT
$4.93B
| $1.33M | 0.01% |
57,799
+55,372
| +2,281% | +$1.39M |
|
529
Teradyne
TER
$59.3B
| $1.32M | 0.01% |
16,632
+16,273
| +4,533% | +$1.38M |
|
530
Vanguard International Dividend Appreciation ETF
VIGI
$9.3B
| $1.31M | 0.01% |
18,277
+4,471
| +32% | +$319K |
|
531
Vanguard Materials ETF
VAW
$3.13B
| $1.31M | 0.01% |
9,768
-1,060
| -10% | -$140K |
|
532
WEC Energy
WEC
$35.1B
| $1.31M | 0.01% |
13,482
+1,215
| +10% | +$113K |
|
533
Charter Communications
CHTR
$18.2B
| $1.3M | 0.01% |
2,092
-129
| -6% | -$76.1K |
|
534
SLB Ltd
SLB
$75B
| $1.28M | 0.01% |
82,377
-49,915
| -38% | -$928K |
|
535
Cboe Global Markets
CBOE
$29.9B
| $1.28M | 0.01% |
14,562
+3
| +0% | +$270 |
|
536
10x Genomics
TXG
$6.61B
| $1.27M | 0.01% |
10,220
+8,312
| +436% | +$873K |
|
537
Quanta Services
PWR
$101B
| $1.27M | 0.01% |
23,975
-3,594
| -13% | -$167K |
|
538
TotalEnergies
TTE
$190B
| $1.27M | 0.01% |
36,931
-72,369
| -66% | -$2.76M |
|
539
SPDR Gold MiniShares Trust
GLDM
$29.5B
| $1.26M | 0.01% |
+33,528
| New | +$1.28M |
|
540
iShares US Industrials ETF
IYJ
$2.02B
| $1.26M | 0.01% |
15,068
+1,208
| +9% | +$98.2K |
|
541
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
| $1.25M | 0.01% |
30,010
+5,852
| +24% | +$240K |
|
|
PACW
542
DELISTED
PacWest Bancorp
PACW
| $1.25M | 0.01% |
73,107
+12,105
| +20% | +$225K |
|
543
Crane NXT
CXT
$3.07B
| $1.24M | 0.01% |
71,543
+1,891
| +3% | +$37.3K |
|
544
BlackLine
BL
$1.72B
| $1.24M | 0.01% |
13,785
+6,064
| +79% | +$509K |
|
545
Rexford Industrial Realty
REXR
$8.19B
| $1.23M | 0.01% |
26,807
-3,496
| -12% | -$158K |
|
|
KIO
546
KKR Income Opportunities Fund
KIO
$457M
| $1.22M | 0.01% |
90,500
+2,500
| +3% | +$33.1K |
|
547
iShares Global Infrastructure ETF
IGF
$10.8B
| $1.22M | 0.01% |
31,715
+28,398
| +856% | +$1.12M |
|
548
KraneShares CSI China Internet ETF
KWEB
$5.67B
| $1.22M | 0.01% |
17,950
-601
| -3% | -$40.8K |
|
549
iShares Cybersecurity and Tech ETF
IHAK
$1.1B
| $1.22M | 0.01% |
+37,115
| New | +$1.23M |
|
550
Sunrun
RUN
$2.46B
| $1.22M | 0.01% |
15,800
| – | – |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.