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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
(-5%)
Cap. Flow
+$1.41B
Cap. Flow
% of AUM
18.48%
Top 10 Holdings %
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$276M |
| 2 |
Verizon
VZ
|
+$238M |
| 3 |
GSK
GSK
|
+$162M |
| 4 |
Willis Towers Watson
WTW
|
+$146M |
| 5 |
Walt Disney
DIS
|
+$122M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Southwest Airlines
LUV
|
+$166M |
| 2 |
Royal Caribbean
RCL
|
+$140M |
| 3 |
CVS Health
CVS
|
+$94M |
| 4 |
Reinsurance Group of America
RGA
|
+$90M |
| 5 |
CMA
Comerica
CMA
|
+$83.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.47% |
| 2 | Healthcare | 17.24% |
| 3 | Communication Services | 13.96% |
| 4 | Financials | 13.7% |
| 5 | Consumer Discretionary | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MIC
526
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
| $790K | 0.01% |
31,305
-695
| -2% | -$26.6K |
|
527
AstraZeneca
AZN
$250B
| $787K | 0.01% |
8,815
-6,074
| -41% | -$572K |
|
528
Delta Air Lines
DAL
$60.1B
| $773K | 0.01% |
27,086
+13,404
| +98% | +$664K |
|
529
JPMorgan Diversified Return International Equity ETF
JPIN
$377M
| $770K | 0.01% |
17,819
-4,641
| -21% | -$241K |
|
530
NetApp
NTAP
$37.2B
| $757K | 0.01% |
18,172
-98
| -0.5% | -$5.07K |
|
|
COUP
531
DELISTED
Coupa Software Incorporated
COUP
| $754K | 0.01% |
5,394
+5,372
| +24,418% | +$831K |
|
532
Waters Corp
WAT
$39.9B
| $753K | 0.01% |
4,135
+39
| +1% | +$8.23K |
|
533
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
| $744K | 0.01% |
25,806
+9,012
| +54% | +$314K |
|
534
Mettler-Toledo International
MTD
$28.6B
| $741K | 0.01% |
1,073
-14
| -1% | -$10.4K |
|
535
HDFC Bank
HDB
$121B
| $739K | 0.01% |
38,422
-122
| -0.3% | -$3.28K |
|
536
VeriSign
VRSN
$26.6B
| $734K | 0.01% |
4,073
+3,981
| +4,327% | +$783K |
|
537
Ally Financial
ALLY
$13.3B
| $722K | 0.01% |
50,020
+12,916
| +35% | +$339K |
|
538
General Dynamics
GD
$106B
| $721K | 0.01% |
5,451
-1,273
| -19% | -$211K |
|
539
BlackRock Credit Allocation Income Trust
BTZ
$956M
| $720K | 0.01% |
61,718
+12,954
| +27% | +$175K |
|
540
Jazz Pharmaceuticals
JAZZ
$16.7B
| $718K | 0.01% |
7,204
-944
| -12% | -$122K |
|
|
541
Reinsurance Group of America
RGA
$16.1B
| $717K | 0.01% |
8,527
-690,570
| -99% | -$90M |
|
542
Pentair
PNR
$11B
| $710K | 0.01% |
23,862
-904
| -4% | -$36.3K |
|
543
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
| $707K | 0.01% |
8,370
+3,775
| +82% | +$366K |
|
544
WisdomTree India Earnings Fund ETF
EPI
$2.06B
| $691K | 0.01% |
42,674
+32,317
| +312% | +$720K |
|
545
Baidu
BIDU
$37.2B
| $683K | 0.01% |
6,771
+4,233
| +167% | +$516K |
|
546
Gabelli Equity Trust
GAB
$1.79B
| $674K | 0.01% |
+158,529
| New | +$873K |
|
|
KW
547
DELISTED
Kennedy-Wilson Holdings
KW
| $671K | 0.01% |
50,020
-262
| -0.5% | -$5.22K |
|
548
BioMarin Pharmaceuticals
BMRN
$12.4B
| $669K | 0.01% |
7,918
+3,956
| +100% | +$341K |
|
549
Clorox
CLX
$12.7B
| $667K | 0.01% |
3,849
+3,128
| +434% | +$517K |
|
550
iShares Global 100 ETF
IOO
$9.25B
| $666K | 0.01% |
14,911
+918
| +7% | +$47.1K |
|
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NAMI
Rockefeller Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.
- Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
- Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
- Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
- Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
- Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
- Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
- Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.
Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.