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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
(+2.8%)
Cap. Flow
+$264M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$141M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$85.8M |
| 3 |
Blackrock
BLK
|
+$40.3M |
| 4 |
Deere & Co
DE
|
+$28.7M |
| 5 |
Plains GP Holdings
PAGP
|
+$23.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$169M |
| 2 |
Ross Stores
ROST
|
+$86.3M |
| 3 |
Visa
V
|
+$69.3M |
| 4 |
Biogen
BIIB
|
+$53.4M |
| 5 |
CERN
Cerner Corp
CERN
|
+$45.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.92% |
| 2 | Financials | 14.94% |
| 3 | Communication Services | 12.57% |
| 4 | Technology | 11.57% |
| 5 | Industrials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
Occidental Petroleum
OXY
$54.8B
| $352K | ﹤0.01% |
7,925
-10,896
| -58% | -$515K |
|
|
NBL
527
DELISTED
Noble Energy, Inc.
NBL
| $352K | ﹤0.01% |
15,652
+10,224
| +188% | +$228K |
|
528
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
| $347K | ﹤0.01% |
10,324
+1,024
| +11% | +$33.7K |
|
529
Vanguard Materials ETF
VAW
$3.06B
| $345K | ﹤0.01% |
2,727
+16
| +0.6% | +$2.01K |
|
530
Exelon
EXC
$47.2B
| $344K | ﹤0.01% |
10,002
-8,339
| -45% | -$280K |
|
531
Cincinnati Financial
CINF
$27.5B
| $343K | ﹤0.01% |
2,936
-165
| -5% | -$18.1K |
|
532
Vertex Pharmaceuticals
VRTX
$121B
| $342K | ﹤0.01% |
2,021
+525
| +35% | +$92.9K |
|
533
ProShares Trust Short MSCI EAFE
EFZ
$10.1M
| $340K | ﹤0.01% |
+6,496
| New | +$344K |
|
534
Citizens Financial Group
CFG
$31.1B
| $339K | ﹤0.01% |
9,575
-7,350
| -43% | -$256K |
|
535
National Vision
EYE
$1.85B
| $337K | ﹤0.01% |
14,000
| – | – |
|
536
Artisan Partners
APAM
$3.03B
| $333K | ﹤0.01% |
11,795
+256
| +2% | +$7.16K |
|
|
GWPH
537
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $333K | ﹤0.01% |
2,893
+6
| +0.2% | +$911 |
|
538
Fortinet
FTNT
$123B
| $328K | ﹤0.01% |
21,380
| – | – |
|
539
Takeda Pharmaceutical
TAK
$52.9B
| $327K | ﹤0.01% |
19,050
+539
| +3% | +$9.32K |
|
|
BSCK
540
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
| $325K | ﹤0.01% |
15,259
+13,499
| +767% | +$288K |
|
541
T. Rowe Price
TROW
$24.7B
| $324K | ﹤0.01% |
2,838
+39
| +1% | +$4.34K |
|
542
Expeditors International
EXPD
$23.7B
| $319K | ﹤0.01% |
4,299
+49
| +1% | +$3.59K |
|
|
CDK
543
DELISTED
CDK Global, Inc.
CDK
| $317K | ﹤0.01% |
6,597
-300
| -4% | -$14.4K |
|
544
Ball Corp
BALL
$17B
| $313K | ﹤0.01% |
4,294
+4,053
| +1,682% | +$302K |
|
545
iShares MSCI Singapore ETF
EWS
$1.06B
| $307K | ﹤0.01% |
+13,241
| New | +$314K |
|
546
Dominion Energy
D
$60.9B
| $306K | ﹤0.01% |
3,783
-1,910
| -34% | -$148K |
|
547
Truist Financial
TFC
$64.3B
| $306K | ﹤0.01% |
5,737
-633
| -10% | -$31.4K |
|
548
Teladoc Health
TDOC
$1.22B
| $305K | ﹤0.01% |
4,507
-72
| -2% | -$4.74K |
|
549
EPAM Systems
EPAM
$5.85B
| $304K | ﹤0.01% |
1,668
+55
| +3% | +$10.4K |
|
|
SIVB
550
DELISTED
SVB Financial Group
SIVB
| $304K | ﹤0.01% |
1,452
-698
| -32% | -$146K |
|
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Rockefeller Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.
- Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
- Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
- Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
- Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
- Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.
Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.