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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEP icon
501
Brookfield Renewable
BEP
$9.96B
$7.27M 0.03%
334,552
+37,049
+12% +$998K
BCAT icon
502
BlackRock Capital Allocation Term Trust
BCAT
$1.68B
$7.23M 0.03%
499,160
+74,367
+18% +$1.11M
IGSB icon
503
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$7.19M 0.03%
144,211
+4,065
+3% +$203K
APH icon
504
Amphenol
APH
$209B
$7.17M 0.03%
170,806
+84,848
+99% +$3.65M
EXC icon
505
Exelon
EXC
$47B
$7.12M 0.03%
188,384
+8,895
+5% +$362K
MKC icon
506
McCormick & Company Non-Voting
MKC
$14.2B
$7.07M 0.03%
93,525
+1,889
+2% +$158K
MCK icon
507
McKesson
MCK
$101B
$7.05M 0.03%
16,208
-360
-2% -$152K
PYCR
508
DELISTED
Paycor HCM, Inc. Common Stock
PYCR
$7.02M 0.03%
+307,626
New +$7.33M
DFAC icon
509
Dimensional US Core Equity 2 ETF
DFAC
$49.4B
$6.96M 0.03%
265,653
+194,674
+274% +$5.31M
ENB icon
510
Enbridge
ENB
$112B
$6.87M 0.03%
207,116
+66,421
+47% +$2.36M
VOOV icon
511
Vanguard S&P 500 Value ETF
VOOV
$6.71B
$6.87M 0.03%
46,204
+11,196
+32% +$1.75M
ACLS icon
512
Axcelis
ACLS
$4.33B
$6.85M 0.03%
42,004
+14,483
+53% +$2.55M
BSV icon
513
Vanguard Short-Term Bond ETF
BSV
$44.6B
$6.8M 0.03%
90,475
-35,416
-28% -$2.67M
FSCO
514
FS Credit Opportunities Corp
FSCO
$1.02B
$6.8M 0.03%
1,254,208
+233,768
+23% +$1.21M
GNRC icon
515
Generac Holdings
GNRC
$12.5B
$6.78M 0.03%
62,237
+5,043
+9% +$624K
FEZ icon
516
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$6.67M 0.03%
158,841
+15,882
+11% +$710K
XLU icon
517
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$6.67M 0.03%
226,248
-87,800
-28% -$2.83M
SCHX icon
518
Schwab US Large- Cap ETF
SCHX
$74.5B
$6.64M 0.03%
393,813
-12,729
-3% -$223K
ANET icon
519
Arista Networks
ANET
$238B
$6.62M 0.03%
144,044
+5,268
+4% +$235K
CHPT icon
520
ChargePoint
CHPT
$161M
$6.6M 0.03%
66,352
-8,949
-12% -$1.3M
GIS icon
521
General Mills
GIS
$19.7B
$6.59M 0.03%
102,976
-9,450
-8% -$668K
IEI icon
522
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$6.59M 0.03%
58,207
+4,196
+8% +$480K
PULS icon
523
PGIM Ultra Short Bond ETF
PULS
$18.3B
$6.56M 0.03%
132,645
-2,668
-2% -$132K
XYL icon
524
Xylem
XYL
$28.1B
$6.56M 0.03%
72,055
-200
-0.3% -$20.6K
FMHI icon
525
First Trust Municipal High Income ETF
FMHI
$1B
$6.55M 0.03%
145,377
+19,199
+15% +$894K
19 20
21
22 23

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.