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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRE icon
501
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$2.16M 0.02%
41,574
-1,892
-4% -$86.5K
GILD icon
502
Gilead Sciences
GILD
$165B
$2.15M 0.02%
36,946
+1,123
+3% +$67.8K
GEN icon
503
Gen Digital
GEN
$17.5B
$2.13M 0.02%
102,738
+27,547
+37% +$556K
TWTR
504
DELISTED
Twitter, Inc.
TWTR
$2.13M 0.02%
39,404
+838
+2% +$40K
OKTA icon
505
Okta
OKTA
$25.8B
$2.13M 0.02%
8,373
+3,077
+58% +$731K
UFOX
506
Defiance Space and Connective Tech ETF
UFOX
$911M
$2.12M 0.02%
62,986
+28,250
+81% +$882K
IDV icon
507
iShares International Select Dividend ETF
IDV
$8.51B
$2.11M 0.02%
71,572
-4,821
-6% -$132K
ACES icon
508
ALPS Clean Energy ETF
ACES
$124M
$2.1M 0.02%
+26,275
New +$1.72M
JQC icon
509
Nuveen Credit Strategies Income Fund
JQC
$711M
$2.1M 0.02%
331,242
-1,051
-0.3% -$6.42K
IWR icon
510
iShares Russell Mid-Cap ETF
IWR
$57.4B
$2.1M 0.02%
30,579
-1,053
-3% -$67.1K
CRH icon
511
CRH
CRH
$66.8B
$2.08M 0.02%
48,871
-4,845
-9% -$191K
VOT icon
512
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$2.08M 0.02%
9,811
-632
-6% -$124K
GHY
513
PGIM Global High Yield Fund
GHY
$483M
$2.07M 0.02%
142,563
+12,013
+9% +$165K
DGRO icon
514
iShares Core Dividend Growth ETF
DGRO
$43.5B
$2.07M 0.02%
46,122
+4,223
+10% +$180K
MUJ icon
515
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$654M
$2.06M 0.02%
142,637
-5,395
-4% -$75.5K
SPYV icon
516
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$2.06M 0.02%
59,955
+1,456
+2% +$47.3K
ETX
517
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$2.06M 0.02%
87,850
– –
HDEF icon
518
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.36B
$2.06M 0.02%
88,788
-1,745
-2% -$38.1K
FLIR
519
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$2.05M 0.02%
46,857
+25,811
+123% +$997K
SPLK
520
DELISTED
Splunk Inc
SPLK
$2.04M 0.02%
12,010
+4,475
+59% +$856K
MKTX icon
521
MarketAxess Holdings
MKTX
$5.72B
$2M 0.02%
3,513
+57
+2% +$31K
VTRS icon
522
Viatris
VTRS
$18.9B
$1.96M 0.01%
104,693
+94,911
+970% +$1.55M
ARES icon
523
Ares Management
ARES
$30.9B
$1.94M 0.01%
41,290
+36,912
+843% +$1.67M
CGNX icon
524
Cognex
CGNX
$11.3B
$1.94M 0.01%
24,123
-533,440
-96% -$38.8M
BBH icon
525
VanEck Biotech ETF
BBH
$422M
$1.93M 0.01%
11,392
– –
19 20
21
22 23

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.