We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
(+13%)
Cap. Flow
+$1.08B
Cap. Flow
% of AUM
5.02%
Top 10 Holdings %
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Centene
CNC
|
+$119M |
| 2 |
Medtronic
MDT
|
+$50.1M |
| 3 |
Vanguard S&P 500 ETF
VOO
|
+$38.4M |
| 4 |
Elanco Animal Health
ELAN
|
+$35M |
| 5 |
DFS
Discover Financial Services
DFS
|
+$30.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MPT
Medical Properties Trust
MPT
|
+$97M |
| 2 |
Willis Towers Watson
WTW
|
+$60.7M |
| 3 |
Kohl's
KSS
|
+$52.6M |
| 4 |
Becton Dickinson
BDX
|
+$49.4M |
| 5 |
Ionis Pharmaceuticals
IONS
|
+$41.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.15% |
| 2 | Financials | 13.4% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.35% |
| 5 | Industrials | 6.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
Valero Energy
VLO
$85.9B
| $6.36M | 0.03% |
84,659
+25,991
| +44% | +$1.94M |
|
|
ICPT
477
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $6.33M | 0.03% |
388,350
+51,209
| +15% | +$863K |
|
478
Royal Bank of Canada
RY
$293B
| $6.29M | 0.03% |
59,254
+14,189
| +31% | +$1.47M |
|
479
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.36B
| $6.19M | 0.03% |
261,651
-7,769
| -3% | -$180K |
|
480
BlackRock Health Sciences Trust II
BMEZ
$998M
| $6.17M | 0.03% |
243,254
-1,307
| -0.5% | -$33.7K |
|
481
Citizens Financial Group
CFG
$30.6B
| $6.16M | 0.03% |
130,306
-3,850
| -3% | -$185K |
|
|
PPL
482
PPL Corp
PPL
$26.7B
| $6.15M | 0.03% |
204,584
+25,490
| +14% | +$736K |
|
|
DLY
483
DoubleLine Yield Opportunities Fund
DLY
$690M
| $6.15M | 0.03% |
328,786
-30,585
| -9% | -$583K |
|
484
iShare MSCI Eurozone ETF
EZU
$9.91B
| $6.14M | 0.03% |
125,402
+5,489
| +5% | +$270K |
|
485
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
| $6.09M | 0.03% |
73,678
+859
| +1% | +$73.2K |
|
|
AY
486
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
| $6.07M | 0.03% |
169,767
+17,095
| +11% | +$641K |
|
487
BlackRock Science and Technology Term Trust
BSTZ
$2.07B
| $6.07M | 0.03% |
155,859
+1,690
| +1% | +$67.4K |
|
488
Moderna
MRNA
$23.6B
| $6.04M | 0.03% |
23,789
+1,305
| +6% | +$382K |
|
|
RFMZ
489
RiverNorth Flexible Municipal Income Fund II
RFMZ
$322M
| $6.02M | 0.03% |
303,223
+98,203
| +48% | +$1.98M |
|
490
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
| $5.95M | 0.03% |
69,568
-8,459
| -11% | -$726K |
|
491
Zebra Technologies
ZBRA
$17.8B
| $5.94M | 0.03% |
9,985
+3,579
| +56% | +$2.03M |
|
492
iShares US Aerospace & Defense ETF
ITA
$14.7B
| $5.93M | 0.03% |
57,694
+2,420
| +4% | +$252K |
|
493
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
| $5.9M | 0.03% |
288,288
+24,160
| +9% | +$483K |
|
494
Realty Income
O
$59.1B
| $5.9M | 0.03% |
82,402
+7,030
| +9% | +$483K |
|
495
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
| $5.89M | 0.03% |
54,012
+16,660
| +45% | +$1.82M |
|
496
Telus
TU
$15.3B
| $5.83M | 0.03% |
247,455
+16,031
| +7% | +$367K |
|
497
Vanguard Communication Services ETF
VOX
$5.76B
| $5.83M | 0.03% |
43,015
+6,369
| +17% | +$886K |
|
|
CMA
498
DELISTED
Comerica
CMA
| $5.81M | 0.03% |
66,811
+1,722
| +3% | +$148K |
|
499
Lennox International
LII
$15.2B
| $5.8M | 0.03% |
17,902
-315
| -2% | -$98.4K |
|
500
Bank of Montreal
BMO
$127B
| $5.78M | 0.03% |
53,678
+10,694
| +25% | +$1.15M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2021 Portfolio in Review
As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.
- Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
- Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
- Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
- Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
- Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
- Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.
Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.