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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
(+24%)
Cap. Flow
+$1B
Cap. Flow
% of AUM
7.59%
Top 10 Holdings %
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$120M |
| 2 |
Globe Life
GL
|
+$115M |
| 3 |
MPT
Medical Properties Trust
MPT
|
+$91.5M |
| 4 |
Arch Capital
ACGL
|
+$69.2M |
| 5 |
Amazon
AMZN
|
+$45.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$138M |
| 2 |
GSK
GSK
|
+$98.7M |
| 3 |
Crown Holdings
CCK
|
+$92.3M |
| 4 |
American Water Works
AWK
|
+$54M |
| 5 |
SolarEdge
SEDG
|
+$45.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.64% |
| 2 | Financials | 15.05% |
| 3 | Healthcare | 13.07% |
| 4 | Consumer Discretionary | 9.61% |
| 5 | Communication Services | 7.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
Southwest Airlines
LUV
$23B
| $2.43M | 0.02% |
52,082
-4,788
| -8% | -$207K |
|
477
CrowdStrike
CRWD
$218B
| $2.42M | 0.02% |
45,728
+17,760
| +64% | +$692K |
|
478
Edison International
EIX
$26.4B
| $2.42M | 0.02% |
38,549
+6,335
| +20% | +$382K |
|
479
Public Storage
PSA
$61.3B
| $2.42M | 0.02% |
10,469
+370
| +4% | +$84.8K |
|
480
Microchip Technology
MCHP
$46B
| $2.42M | 0.02% |
35,010
+13,338
| +62% | +$830K |
|
|
PXD
481
DELISTED
Pioneer Natural Resource Co.
PXD
| $2.41M | 0.02% |
21,159
-28,398
| -57% | -$2.76M |
|
482
Adaptive Biotechnologies
ADPT
$3.97B
| $2.41M | 0.02% |
40,722
+17,562
| +76% | +$906K |
|
483
Brookfield Infrastructure Partners
BIP
$18B
| $2.4M | 0.02% |
72,861
+1,788
| +3% | +$58.2K |
|
484
Equity Lifestyle Properties
ELS
$12.6B
| $2.36M | 0.02% |
37,202
-1,996
| -5% | -$123K |
|
|
GLQ
485
Clough Global Equity Fund
GLQ
$158M
| $2.36M | 0.02% |
171,832
+6,003
| +4% | +$74.4K |
|
486
iShares US Aerospace & Defense ETF
ITA
$14.7B
| $2.33M | 0.02% |
24,642
+1,526
| +7% | +$134K |
|
487
Nuveen Municipal Value Fund
NUV
$1.91B
| $2.33M | 0.02% |
209,957
-11,904
| -5% | -$130K |
|
|
RDS.A
488
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $2.33M | 0.02% |
66,206
-11,397
| -15% | -$356K |
|
489
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
| $2.31M | 0.02% |
57,888
-1,145
| -2% | -$41.7K |
|
|
SCHW
490
Charles Schwab
SCHW
$187B
| $2.31M | 0.02% |
43,585
-1,550
| -3% | -$70.2K |
|
|
MFL
491
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
| $2.31M | 0.02% |
164,076
+17,427
| +12% | +$238K |
|
492
EOG Resources
EOG
$70.7B
| $2.29M | 0.02% |
45,967
-7,553
| -14% | -$328K |
|
|
NBIS
493
Nebius Group N.V.
NBIS
$47.7B
| $2.29M | 0.02% |
32,930
+23,859
| +263% | +$1.52M |
|
494
Generac Holdings
GNRC
$12.5B
| $2.28M | 0.02% |
10,035
+9,018
| +887% | +$1.94M |
|
495
Church & Dwight Co
CHD
$24.5B
| $2.25M | 0.02% |
25,827
+9,429
| +58% | +$835K |
|
|
VMW
496
DELISTED
VMware, Inc
VMW
| $2.25M | 0.02% |
16,033
+9,058
| +130% | +$1.3M |
|
497
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
| $2.24M | 0.02% |
185,361
+27,050
| +17% | +$321K |
|
498
Crane NXT
CXT
$3.07B
| $2.23M | 0.02% |
82,656
+11,113
| +16% | +$245K |
|
499
Moderna
MRNA
$23.6B
| $2.21M | 0.02% |
21,149
-4,775
| -18% | -$483K |
|
500
iShares MSCI USA Momentum Factor ETF
MTUM
$26.2B
| $2.18M | 0.02% |
13,521
-1,818
| -12% | -$279K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2020 Portfolio in Review
As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.
- Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
- Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
- Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
- Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
- Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
- Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
- Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.
Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.