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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
(+2.8%)
Cap. Flow
+$264M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$141M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$85.8M |
| 3 |
Blackrock
BLK
|
+$40.3M |
| 4 |
Deere & Co
DE
|
+$28.7M |
| 5 |
Plains GP Holdings
PAGP
|
+$23.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$169M |
| 2 |
Ross Stores
ROST
|
+$86.3M |
| 3 |
Visa
V
|
+$69.3M |
| 4 |
Biogen
BIIB
|
+$53.4M |
| 5 |
CERN
Cerner Corp
CERN
|
+$45.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.92% |
| 2 | Financials | 14.94% |
| 3 | Communication Services | 12.57% |
| 4 | Technology | 11.57% |
| 5 | Industrials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NS
476
DELISTED
NuStar Energy L.P.
NS
| $559K | 0.01% |
19,748
| – | – |
|
|
SNV
477
DELISTED
Synovus
SNV
| $558K | 0.01% |
15,592
+296
| +2% | +$10.6K |
|
478
First American
FAF
$7.69B
| $556K | 0.01% |
+9,421
| New | +$539K |
|
|
WAAS
479
DELISTED
AquaVenture Holdings Limited
WAAS
| $553K | 0.01% |
28,466
+2,897
| +11% | +$52.5K |
|
480
IQVIA
IQV
$38B
| $550K | 0.01% |
3,681
-782
| -18% | -$122K |
|
|
HDS
481
DELISTED
HD Supply Holdings, Inc.
HDS
| $544K | 0.01% |
13,899
+500
| +4% | +$19.6K |
|
482
Ares Capital
ARCC
$14.1B
| $543K | 0.01% |
+29,145
| New | +$541K |
|
483
Allegion
ALLE
$14.4B
| $519K | 0.01% |
5,005
+307
| +7% | +$31.3K |
|
484
SAP
SAP
$229B
| $519K | 0.01% |
4,403
+64
| +1% | +$7.92K |
|
485
iShares Russell 2000 Growth ETF
IWO
$14.9B
| $517K | 0.01% |
2,683
+305
| +13% | +$60.5K |
|
486
O'Reilly Automotive
ORLY
$76.2B
| $512K | 0.01% |
19,275
-2,370
| -11% | -$61.2K |
|
|
INFO
487
DELISTED
IHS Markit Ltd. Common Shares
INFO
| $512K | 0.01% |
7,652
+103
| +1% | +$6.73K |
|
488
BHP
BHP
$224B
| $504K | 0.01% |
11,443
+301
| +3% | +$14.1K |
|
|
VIAB
489
DELISTED
Viacom Inc. Class B
VIAB
| $500K | 0.01% |
20,828
+14,816
| +246% | +$414K |
|
|
BSCN
490
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
| $500K | 0.01% |
23,497
| – | – |
|
491
PNC Financial Services
PNC
$101B
| $498K | 0.01% |
3,550
-623
| -15% | -$84.5K |
|
492
Aurinia Pharmaceuticals
AUPH
$2.07B
| $497K | 0.01% |
93,085
+1,500
| +2% | +$9.08K |
|
493
Vanguard Real Estate ETF
VNQ
$39B
| $488K | 0.01% |
5,239
+3,898
| +291% | +$354K |
|
494
Lam Research
LRCX
$388B
| $482K | 0.01% |
20,880
| – | – |
|
495
Caterpillar
CAT
$400B
| $481K | 0.01% |
3,806
+1,258
| +49% | +$160K |
|
496
Unifirst Corp
UNF
$5.22B
| $472K | 0.01% |
2,417
| – | – |
|
497
Applied Materials
AMAT
$422B
| $468K | 0.01% |
9,369
+3,930
| +72% | +$190K |
|
498
Cognizant
CTSH
$25.5B
| $468K | 0.01% |
7,758
+2,807
| +57% | +$177K |
|
499
iShares S&P 100 ETF
OEF
$20.5B
| $467K | 0.01% |
3,555
+17
| +0.5% | +$2.23K |
|
500
Suncor Energy
SU
$72.3B
| $445K | 0.01% |
14,074
+402
| +3% | +$12.1K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.
- Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
- Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
- Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
- Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
- Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.
Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.