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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CERN
26
DELISTED
Cerner Corp
CERN
$71.1M 0.89%
968,730
-138,200
-12% -$9.56M
IBN icon
27
ICICI Bank
IBN
$107B
$64.5M 0.8%
4,276,125
-546,866
-11% -$7.42M
XOM icon
28
ExxonMobil
XOM
$650B
$62.2M 0.78%
892,086
-8,123
-0.9% -$562K
BP icon
29
BP
BP
$112B
$61.1M 0.76%
1,618,923
-170,002
-10% -$6.46M
ALNY icon
30
Alnylam Pharmaceuticals
ALNY
$38.3B
$60.3M 0.75%
523,149
-56,727
-10% -$5.66M
CVX icon
31
Chevron
CVX
$382B
$58.5M 0.73%
485,295
+28,072
+6% +$3.31M
REGN icon
32
Regeneron Pharmaceuticals
REGN
$72.9B
$58.3M 0.73%
155,191
-81,823
-35% -$27.5M
ILMN icon
33
Illumina
ILMN
$29.5B
$57.8M 0.72%
179,194
-15,714
-8% -$4.76M
BLK icon
34
Blackrock
BLK
$167B
$56.1M 0.7%
111,553
-10,243
-8% -$4.86M
FL
35
DELISTED
Foot Locker
FL
$54.6M 0.68%
1,400,026
-94,365
-6% -$3.97M
JPM icon
36
JPMorgan Chase
JPM
$916B
$51M 0.64%
366,020
-23,639
-6% -$3.03M
VOO icon
37
Vanguard S&P 500 ETF
VOO
$956B
$49.9M 0.62%
168,736
-3,587
-2% -$1.01M
DXCM icon
38
DexCom
DXCM
$29B
$48.4M 0.6%
884,440
-80,604
-8% -$3.82M
CX icon
39
Cemex
CX
$16.9B
$44M 0.55%
11,639,858
-989,774
-8% -$3.77M
ORCL icon
40
Oracle
ORCL
$339B
$43.5M 0.54%
820,223
+10,482
+1% +$577K
DIS icon
41
Walt Disney
DIS
$171B
$42.7M 0.53%
295,564
+59,470
+25% +$8.3M
ALL icon
42
Allstate
ALL
$70.6B
$40.3M 0.5%
358,456
+350,761
+4,558% +$38.3M
WBA
43
DELISTED
Walgreens Boots Alliance
WBA
$39.1M 0.49%
663,796
+590,099
+801% +$34M
PODD icon
44
Insulet
PODD
$11.8B
$38.6M 0.48%
225,640
-3,641
-2% -$607K
CHE icon
45
Chemed
CHE
$7.16B
$38M 0.47%
86,477
-195
-0.2% -$82K
OMCL icon
46
Omnicell
OMCL
$1.88B
$37.5M 0.47%
458,791
-88
-0% -$6.75K
MASI
47
DELISTED
Masimo
MASI
$37.2M 0.46%
235,350
+706
+0.3% +$106K
NBIX icon
48
Neurocrine Biosciences
NBIX
$18.2B
$34.7M 0.43%
322,455
-28,925
-8% -$3.03M
HD icon
49
Home Depot
HD
$337B
$34.3M 0.43%
157,251
+2,021
+1% +$458K
IEFA icon
50
iShares Core MSCI EAFE ETF
IEFA
$186B
$34.3M 0.43%
526,315
+147,160
+39% +$9.33M
1
2
3 4 5

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.