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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
(+2.8%)
Cap. Flow
+$264M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$141M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$85.8M |
| 3 |
Blackrock
BLK
|
+$40.3M |
| 4 |
Deere & Co
DE
|
+$28.7M |
| 5 |
Plains GP Holdings
PAGP
|
+$23.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$169M |
| 2 |
Ross Stores
ROST
|
+$86.3M |
| 3 |
Visa
V
|
+$69.3M |
| 4 |
Biogen
BIIB
|
+$53.4M |
| 5 |
CERN
Cerner Corp
CERN
|
+$45.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.92% |
| 2 | Financials | 14.94% |
| 3 | Communication Services | 12.57% |
| 4 | Technology | 11.57% |
| 5 | Industrials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
BP
BP
$112B
| $68M | 0.92% |
1,788,925
-17,170
| -1% | -$655K |
|
27
Regeneron Pharmaceuticals
REGN
$72.9B
| $65.7M | 0.89% |
237,014
-3,564
| -1% | -$1.05M |
|
|
FL
28
DELISTED
Foot Locker
FL
| $64.5M | 0.88% |
1,494,391
-16,488
| -1% | -$664K |
|
29
ExxonMobil
XOM
$650B
| $63.6M | 0.86% |
900,209
+87,385
| +11% | +$6.32M |
|
30
ICICI Bank
IBN
$107B
| $58.7M | 0.8% |
4,822,991
+53,550
| +1% | +$628K |
|
31
Illumina
ILMN
$29.5B
| $57.7M | 0.78% |
194,908
-145
| -0.1% | -$42.7K |
|
|
32
Blackrock
BLK
$167B
| $54.3M | 0.74% |
121,796
+90,395
| +288% | +$40.3M |
|
33
Chevron
CVX
$382B
| $54.2M | 0.74% |
457,223
+22,329
| +5% | +$2.71M |
|
|
34
Plains GP Holdings
PAGP
$5.28B
| $53.8M | 0.73% |
2,535,462
+1,013,930
| +67% | +$23.4M |
|
35
Cemex
CX
$16.9B
| $49.5M | 0.67% |
12,629,632
+3,130,091
| +33% | +$11.5M |
|
36
Apple
AAPL
$4.97T
| $49.4M | 0.67% |
881,688
+402,908
| +84% | +$21.1M |
|
37
Vanguard S&P 500 ETF
VOO
$956B
| $47M | 0.64% |
172,323
+30,122
| +21% | +$8.18M |
|
38
Alnylam Pharmaceuticals
ALNY
$38.3B
| $46.6M | 0.63% |
579,876
+91,356
| +19% | +$7.23M |
|
|
39
JPMorgan Chase
JPM
$916B
| $45.9M | 0.62% |
389,659
-1,492,155
| -79% | -$169M |
|
40
Kinder Morgan
KMI
$70.9B
| $45.8M | 0.62% |
2,223,170
-656,095
| -23% | -$13.5M |
|
41
Oracle
ORCL
$339B
| $44.6M | 0.6% |
809,741
-68,749
| -8% | -$3.8M |
|
42
EOG Resources
EOG
$77.7B
| $39.3M | 0.53% |
528,954
-311,516
| -37% | -$25.2M |
|
43
Insulet
PODD
$11.8B
| $37.8M | 0.51% |
229,281
-110,327
| -32% | -$15.5M |
|
|
FITB
44
Fifth Third Bancorp
FITB
$51.3B
| $36.9M | 0.5% |
1,348,222
-3,194
| -0.2% | -$87.6K |
|
45
Chemed
CHE
$7.16B
| $36.2M | 0.49% |
86,672
-405
| -0.5% | -$165K |
|
46
Home Depot
HD
$337B
| $36M | 0.49% |
155,230
+8,355
| +6% | +$1.83M |
|
47
DexCom
DXCM
$29B
| $36M | 0.49% |
965,044
-395,352
| -29% | -$15.4M |
|
|
MASI
48
DELISTED
Masimo
MASI
| $34.9M | 0.47% |
234,644
-15,194
| -6% | -$2.31M |
|
49
KT
KT
$8.74B
| $34.1M | 0.46% |
3,019,175
+316,153
| +12% | +$3.65M |
|
50
Omnicell
OMCL
$1.88B
| $33.2M | 0.45% |
458,879
-9,261
| -2% | -$680K |
|
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Rockefeller Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.
- Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
- Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
- Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
- Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
- Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.
Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.