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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-13.79%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$5.71B
AUM Growth
-$882M
(-13%)
Cap. Flow
+$87.1M
Cap. Flow
% of AUM
1.53%
Top 10 Holdings %
Top 10 Hldgs %
29.56%
Holding
945
New
191
Increased
229
Reduced
128
Closed
35
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$39.9M |
| 2 |
Meta Platforms (Facebook)
META
|
+$32.6M |
| 3 |
ONC
BeOne Medicines Ltd
ONC
|
+$27.1M |
| 4 |
Charter Communications
CHTR
|
+$24.8M |
| 5 |
Royal Caribbean
RCL
|
+$23.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SHPG
Shire pic
SHPG
|
+$87M |
| 2 |
Nike
NKE
|
+$76.2M |
| 3 |
TSMC
TSM
|
+$49.6M |
| 4 |
United Airlines
UAL
|
+$32M |
| 5 |
American Water Works
AWK
|
+$30.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 21.35% |
| 2 | Financials | 17.15% |
| 3 | Communication Services | 12.3% |
| 4 | Consumer Discretionary | 11.48% |
| 5 | Technology | 9.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
DexCom
DXCM
$29B
| $57M | 1% |
1,904,648
+9,392
| +0.5% | +$298K |
|
27
iShares MSCI EAFE ETF
EFA
$76.4B
| $54.2M | 0.95% |
922,827
+287,194
| +45% | +$17.9M |
|
28
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
| $54.2M | 0.95% |
1,052,739
-18,728
| -2% | -$950K |
|
29
Regeneron Pharmaceuticals
REGN
$72.9B
| $53.2M | 0.93% |
142,521
-32,249
| -18% | -$11.8M |
|
30
Synchrony
SYF
$24.4B
| $52.5M | 0.92% |
2,237,195
-447,603
| -17% | -$12.1M |
|
31
Alphabet (Google) Class A
GOOGL
$4.12T
| $51M | 0.89% |
976,500
-14,060
| -1% | -$760K |
|
32
ICICI Bank
IBN
$107B
| $49.9M | 0.87% |
4,850,376
+36,524
| +0.8% | +$345K |
|
|
FL
33
DELISTED
Foot Locker
FL
| $48.9M | 0.86% |
919,887
-371,009
| -29% | -$18.6M |
|
34
Chevron
CVX
$382B
| $47M | 0.82% |
432,008
+30,213
| +8% | +$3.5M |
|
35
Kinder Morgan
KMI
$70.9B
| $46.1M | 0.81% |
2,994,976
+90,644
| +3% | +$1.53M |
|
|
36
American Water Works
AWK
$27B
| $45.3M | 0.79% |
499,193
-333,799
| -40% | -$30.5M |
|
37
Oracle
ORCL
$339B
| $40M | 0.7% |
885,519
+4,033
| +0.5% | +$193K |
|
|
VCRA
38
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
| $39.4M | 0.69% |
1,000,905
-15,462
| -2% | -$559K |
|
39
Carnival Corporation Ltd
CCL
$38.1B
| $39.2M | 0.69% |
795,026
+14,163
| +2% | +$811K |
|
40
KT
KT
$8.74B
| $37.6M | 0.66% |
2,640,856
+84,602
| +3% | +$1.22M |
|
41
NCR Voyix
VYX
$1.19B
| $36M | 0.63% |
2,539,610
-435,898
| -15% | -$6.84M |
|
42
Alnylam Pharmaceuticals
ALNY
$38.3B
| $35.5M | 0.62% |
486,549
+160,083
| +49% | +$12.3M |
|
|
MASI
43
DELISTED
Masimo
MASI
| $33.9M | 0.59% |
315,936
-5,029
| -2% | -$561K |
|
|
ABMD
44
DELISTED
Abiomed Inc
ABMD
| $33M | 0.58% |
101,576
-2,105
| -2% | -$731K |
|
|
ONC
45
BeOne Medicines Ltd
ONC
$33.9B
| $32.1M | 0.56% |
228,646
+204,621
| +852% | +$27.1M |
|
46
Plains GP Holdings
PAGP
$5.28B
| $31.8M | 0.56% |
1,580,110
+23,095
| +1% | +$512K |
|
47
Merit Medical Systems
MMSI
$4.82B
| $31.5M | 0.55% |
563,567
-157,361
| -22% | -$9.35M |
|
48
Healthcare Services Group
HCSG
$1.61B
| $31M | 0.54% |
771,299
-13,386
| -2% | -$566K |
|
49
Omnicell
OMCL
$1.88B
| $30.7M | 0.54% |
501,882
-7,483
| -1% | -$507K |
|
50
Insulet
PODD
$11.8B
| $30.3M | 0.53% |
381,467
-6,271
| -2% | -$531K |
|
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Rockefeller Capital Management's Q4 2018 Portfolio in Review
As of Q4 2018, Rockefeller Capital Management held 945 positions worth $5.71B, down 13% from $6.59B the previous quarter. Its ten largest holdings account for 30% of the portfolio.
Rockefeller Capital Management's Q4 2018 filing shows 191 new, 229 increased, 128 reduced and 35 closed positions. Its largest new stake was iShares US Regional Banks ETF: 503,053 shares worth $20M. The largest sale was Shire pic, an estimated $87M.
By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.
- Rockefeller Capital Management's largest Q4 2018 buy was iShares US Regional Banks ETF: 503,053 shares worth $20M.
- Rockefeller Capital Management added most to Amazon in Q4 2018, an estimated $39.9M increase.
- Rockefeller Capital Management's biggest Q4 2018 reduction was Shire pic, cutting an estimated $87M.
- Rockefeller Capital Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.9M.
- Rockefeller Capital Management's ten largest holdings make up 30% of its $5.71B portfolio in Q4 2018.
- Rockefeller Capital Management opened 191 new positions and closed 35 in Q4 2018.
- Rockefeller Capital Management's portfolio value fell 13% quarter-over-quarter to $5.71B.
Based on Rockefeller Capital Management's 13F filing for Q4 2018, filed 12 Feb 2019.