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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $65.2B
1-Year Est. Return 31.44%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+31.44%
3 Year Est. Return
+100.98%
5 Year Est. Return
+121.66%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,313
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.38%
2 Technology 18.21%
3 Financials 8.18%
4 Industrials 6.8%
5 Healthcare 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPS icon
4851
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$251M
– –
-318
Closed -$9.25K
RTH icon
4852
VanEck Retail ETF
RTH
$251M
– –
-100
Closed -$24.9K
FLNA
4853
Filana Therapeutics
FLNA
$44.6M
– –
-5
Closed -$10
SHOE
4854
Shoe Station Group
SHOE
$376M
– –
-489
Closed -$8.27K
SHCO
4855
DELISTED
Soho House & Co
SHCO
– –
-8,650
Closed -$77.5K
SKYT
4856
DELISTED
SkyWater Technology
SKYT
– –
-65
Closed -$1.18K
SMTH icon
4857
ALPS Smith Core Plus Bond ETF
SMTH
$3.03B
– –
-9,994
Closed -$261K
SNCR
4858
DELISTED
Synchronoss Technologies
SNCR
– –
-61
Closed -$522
SNV
4859
DELISTED
Synovus
SNV
– –
-13,439
Closed -$673K
SPH icon
4860
Suburban Propane Partners
SPH
$1.17B
– –
-150
Closed -$2.78K
SPNS
4861
DELISTED
Sapiens International
SPNS
– –
-58
Closed -$2.52K
SPRO icon
4862
Spero Therapeutics
SPRO
$70.5M
– –
-200
Closed -$466
NSLR
4863
Neostellar Capital Corp
NSLR
$272M
– –
-500
Closed -$4.72K
SYBT icon
4864
Stock Yards Bancorp
SYBT
$2.48B
– –
-35
Closed -$2.27K
TAC icon
4865
TransAlta
TAC
$3.95B
– –
-149
Closed -$1.88K
TCPC icon
4866
BlackRock TCP Capital
TCPC
$347M
– –
-1,542
Closed -$8.44K
TCRX icon
4867
TScan Therapeutics
TCRX
$50.8M
– –
-200
Closed -$200
TCX icon
4868
Tucows
TCX
$111M
– –
-1,002
Closed -$22.5K
TEO icon
4869
Telecom Argentina
TEO
$5.61B
– –
-175
Closed -$2.03K
TGNA
4870
DELISTED
TEGNA Inc
TGNA
– –
-536
Closed -$10.4K
THLV icon
4871
THOR Low Volatility ETF
THLV
$57.1M
– –
-179
Closed -$5.35K
THQ
4872
abrdn Healthcare Opportunities Fund
THQ
$817M
– –
-4,000
Closed -$76.5K
THR
4873
DELISTED
Thermon Group Holdings
THR
– –
-387
Closed -$14.4K
THRY icon
4874
Thryv Holdings
THRY
$84.4M
– –
-194
Closed -$1.17K
THS
4875
DELISTED
Treehouse Foods
THS
– –
-777
Closed -$18.3K
193 194
195
196 197

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 38% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.