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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
(+7.2%)
Cap. Flow
+$1.55B
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Elanco Animal Health
ELAN
|
+$89.1M |
| 2 |
WEX
WEX
|
+$78.4M |
| 3 |
Blackrock
BLK
|
+$73.2M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$71.9M |
| 5 |
OneMain Financial
OMF
|
+$45.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$63.6M |
| 2 |
Neurocrine Biosciences
NBIX
|
+$56.6M |
| 3 |
Agnico Eagle Mines
AEM
|
+$55.1M |
| 4 |
DFS
Discover Financial Services
DFS
|
+$36M |
| 5 |
ORBC
ORBCOMM, Inc.
ORBC
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.39% |
| 2 | Financials | 14.65% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.54% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
Southwest Airlines
LUV
$23B
| $5.52M | 0.03% |
107,371
+670
| +0.6% | +$33.8K |
|
452
Altria Group
MO
$114B
| $5.51M | 0.03% |
121,088
+6,872
| +6% | +$332K |
|
453
American International
AIG
$41.8B
| $5.48M | 0.03% |
99,907
+25,553
| +34% | +$1.32M |
|
454
Atlassian
TEAM
$37.8B
| $5.44M | 0.03% |
13,890
-768
| -5% | -$256K |
|
455
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
| $5.43M | 0.03% |
101,530
+6,748
| +7% | +$367K |
|
456
First American
FAF
$7.58B
| $5.41M | 0.03% |
80,709
+6,815
| +9% | +$455K |
|
457
Starwood Property Trust
STWD
$6.09B
| $5.4M | 0.03% |
221,112
+921
| +0.4% | +$23.6K |
|
458
iShares S&P 100 ETF
OEF
$20.6B
| $5.38M | 0.03% |
27,265
+8,388
| +44% | +$1.7M |
|
459
Lennox International
LII
$15.2B
| $5.36M | 0.03% |
18,217
-2,755
| -13% | -$900K |
|
|
GBT
460
DELISTED
Global Blood Therapeutics, Inc.
GBT
| $5.35M | 0.03% |
209,873
+46,392
| +28% | +$1.36M |
|
|
SIVB
461
DELISTED
SVB Financial Group
SIVB
| $5.33M | 0.03% |
8,248
+2,181
| +36% | +$1.26M |
|
|
AY
462
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
| $5.27M | 0.03% |
152,672
+34,903
| +30% | +$1.32M |
|
463
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
| $5.25M | 0.03% |
114,623
+113,831
| +14,373% | +$5.38M |
|
|
CMA
464
DELISTED
Comerica
CMA
| $5.24M | 0.03% |
65,089
+42,500
| +188% | +$3.06M |
|
465
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
| $5.23M | 0.03% |
22,161
-1,648
| -7% | -$403K |
|
466
Philips
PHG
$26.1B
| $5.23M | 0.03% |
142,424
-1,938
| -1% | -$73.7K |
|
467
Nice
NICE
$5.97B
| $5.21M | 0.03% |
18,354
+96
| +0.5% | +$26.6K |
|
468
Teradyne
TER
$59.3B
| $5.19M | 0.03% |
47,584
+17,679
| +59% | +$2.15M |
|
469
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.2B
| $5.17M | 0.03% |
96,708
+21,870
| +29% | +$1.25M |
|
470
VF Corp
VFC
$5.89B
| $5.16M | 0.03% |
77,047
-61,931
| -45% | -$4.75M |
|
471
Vanguard Communication Services ETF
VOX
$5.76B
| $5.16M | 0.03% |
36,646
+7,531
| +26% | +$1.09M |
|
472
Ameren
AEE
$30.1B
| $5.09M | 0.03% |
62,841
+1,073
| +2% | +$91.5K |
|
473
Ares Management
ARES
$30.9B
| $5.09M | 0.03% |
68,959
+1,950
| +3% | +$140K |
|
|
BBL
474
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
| $5.09M | 0.03% |
100,423
+8,735
| +10% | +$525K |
|
475
Telus
TU
$15.3B
| $5.08M | 0.03% |
231,424
+35,016
| +18% | +$789K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.
- Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
- Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
- Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
- Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
- Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
- Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.
Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.