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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
VanEck Biotech ETF
BBH
$422M
| $1.85M | 0.02% |
11,392
| – | – |
|
452
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.36B
| $1.84M | 0.02% |
90,533
+9,046
| +11% | +$189K |
|
453
Moderna
MRNA
$23.6B
| $1.83M | 0.02% |
25,924
-4,138
| -14% | -$289K |
|
454
iShares US Aerospace & Defense ETF
ITA
$14.7B
| $1.83M | 0.02% |
23,116
+2,930
| +15% | +$240K |
|
455
Banco Bradesco
BBD
$36.7B
| $1.82M | 0.02% |
642,936
+68,879
| +12% | +$226K |
|
456
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
| $1.82M | 0.02% |
158,311
+750
| +0.5% | +$8.64K |
|
457
Roku
ROKU
$22.7B
| $1.82M | 0.02% |
9,632
+7,585
| +371% | +$1.2M |
|
458
iShares Russell Mid-Cap ETF
IWR
$57.4B
| $1.81M | 0.02% |
31,632
+4,006
| +15% | +$228K |
|
459
Sherwin-Williams
SHW
$89.8B
| $1.81M | 0.02% |
7,806
-12,306
| -61% | -$2.69M |
|
460
Huntington Bancshares
HBAN
$35.5B
| $1.81M | 0.02% |
197,152
-12,170
| -6% | -$113K |
|
461
Lloyds Banking Group
LYG
$91.3B
| $1.81M | 0.02% |
1,390,778
+113,973
| +9% | +$160K |
|
|
CEO
462
DELISTED
CNOOC Limited
CEO
| $1.8M | 0.02% |
18,750
+2,228
| +13% | +$245K |
|
463
Kraft Heinz
KHC
$30B
| $1.79M | 0.02% |
59,707
+17,222
| +41% | +$573K |
|
464
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
| $1.77M | 0.02% |
58,499
+1,205
| +2% | +$36.6K |
|
465
Sprott Physical Gold
PHYS
$15.7B
| $1.76M | 0.02% |
117,179
+96,438
| +465% | +$1.47M |
|
466
Ameren
AEE
$30.1B
| $1.74M | 0.02% |
22,052
+21,412
| +3,346% | +$1.68M |
|
|
GHY
467
PGIM Global High Yield Fund
GHY
$483M
| $1.73M | 0.02% |
130,550
| – | – |
|
468
Fortinet
FTNT
$117B
| $1.72M | 0.02% |
73,035
+16,870
| +30% | +$436K |
|
|
TWTR
469
DELISTED
Twitter, Inc.
TWTR
| $1.72M | 0.02% |
38,566
-10,192
| -21% | -$391K |
|
470
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
| $1.71M | 0.02% |
19,814
+4,490
| +29% | +$379K |
|
471
Whirlpool
WHR
$2.82B
| $1.71M | 0.02% |
9,306
-724
| -7% | -$120K |
|
472
Iridium Communications
IRDM
$5.29B
| $1.71M | 0.02% |
66,766
+5,595
| +9% | +$154K |
|
|
WBA
473
DELISTED
Walgreens Boots Alliance
WBA
| $1.69M | 0.02% |
47,151
+4,565
| +11% | +$178K |
|
474
Dollar General
DG
$27.9B
| $1.69M | 0.02% |
8,056
+72
| +0.9% | +$14.2K |
|
|
MDLA
475
DELISTED
Medallia, Inc.
MDLA
| $1.68M | 0.02% |
61,387
+6,972
| +13% | +$212K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.