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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
(-5%)
Cap. Flow
+$1.41B
Cap. Flow
% of AUM
18.48%
Top 10 Holdings %
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$276M |
| 2 |
Verizon
VZ
|
+$238M |
| 3 |
GSK
GSK
|
+$162M |
| 4 |
Willis Towers Watson
WTW
|
+$146M |
| 5 |
Walt Disney
DIS
|
+$122M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Southwest Airlines
LUV
|
+$166M |
| 2 |
Royal Caribbean
RCL
|
+$140M |
| 3 |
CVS Health
CVS
|
+$94M |
| 4 |
Reinsurance Group of America
RGA
|
+$90M |
| 5 |
CMA
Comerica
CMA
|
+$83.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.47% |
| 2 | Healthcare | 17.24% |
| 3 | Communication Services | 13.96% |
| 4 | Financials | 13.7% |
| 5 | Consumer Discretionary | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
Gabelli Dividend & Income Trust
GDV
$2.66B
| $1.13M | 0.01% |
76,599
+69,599
| +994% | +$1.36M |
|
452
Vodafone
VOD
$37.4B
| $1.13M | 0.01% |
81,913
+17,170
| +27% | +$307K |
|
453
Plains GP Holdings
PAGP
$4.9B
| $1.11M | 0.01% |
198,591
-9,404
| -5% | -$132K |
|
454
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
| $1.11M | 0.01% |
31,416
+15,751
| +101% | +$649K |
|
455
Golub Capital BDC
GBDC
$3.42B
| $1.11M | 0.01% |
89,950
+39,104
| +77% | +$640K |
|
456
Occidental Petroleum
OXY
$55.9B
| $1.1M | 0.01% |
95,304
+18,532
| +24% | +$609K |
|
457
Vanguard Materials ETF
VAW
$3.13B
| $1.1M | 0.01% |
11,469
+8,914
| +349% | +$1.06M |
|
|
CY
458
DELISTED
Cypress Semiconductor
CY
| $1.1M | 0.01% |
47,287
-703
| -1% | -$16.1K |
|
459
Steris
STE
$23.1B
| $1.1M | 0.01% |
7,872
+7,583
| +2,624% | +$1.13M |
|
460
DuPont de Nemours
DD
$19.2B
| $1.1M | 0.01% |
25,668
-7,594
| -23% | -$465K |
|
461
TransDigm Group
TDG
$67.7B
| $1.09M | 0.01% |
3,398
+3,028
| +818% | +$1.65M |
|
462
Lamar Advertising Co
LAMR
$16.3B
| $1.09M | 0.01% |
21,173
+21,159
| +151,136% | +$1.71M |
|
463
Intuit
INTU
$89B
| $1.08M | 0.01% |
4,716
-564
| -11% | -$153K |
|
464
Bio-Techne
TECH
$11.3B
| $1.08M | 0.01% |
22,808
+19,932
| +693% | +$997K |
|
465
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
| $1.07M | 0.01% |
25,274
-19,092
| -43% | -$999K |
|
466
Norfolk Southern
NSC
$75.1B
| $1.07M | 0.01% |
7,299
+1,422
| +24% | +$263K |
|
467
iShares International Select Dividend ETF
IDV
$8.51B
| $1.06M | 0.01% |
47,141
+7,957
| +20% | +$240K |
|
468
A.O. Smith
AOS
$8.7B
| $1.06M | 0.01% |
27,981
+16,663
| +147% | +$710K |
|
469
Shopify
SHOP
$195B
| $1.05M | 0.01% |
25,150
+17,900
| +247% | +$807K |
|
|
UMPQ
470
DELISTED
Umpqua Holdings Corp
UMPQ
| $1.05M | 0.01% |
96,161
-931
| -1% | -$14.5K |
|
471
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
| $1.05M | 0.01% |
22,317
+3,643
| +20% | +$204K |
|
|
FM
472
DELISTED
iShares Frontier and Select EM ETF
FM
| $1.04M | 0.01% |
48,852
+48,741
| +43,911% | +$1.35M |
|
473
Cboe Global Markets
CBOE
$29.9B
| $1.04M | 0.01% |
11,667
+1,726
| +17% | +$193K |
|
474
Quest Diagnostics
DGX
$26.3B
| $1.03M | 0.01% |
12,894
+5,321
| +70% | +$551K |
|
475
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
| $1.03M | 0.01% |
20,628
+892
| +5% | +$61.8K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.
- Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
- Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
- Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
- Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
- Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
- Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
- Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.
Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.