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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNDX icon
451
Vanguard Total International Bond ETF
BNDX
$82.2B
$1M 0.01%
17,695
+15,826
+847% +$919K
FTAI icon
452
FTAI Aviation
FTAI
$22.3B
$1M 0.01%
59,951
+56,772
+1,786% +$828K
IGSB icon
453
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$996K 0.01%
18,577
+11
+0.1% +$590
MO icon
454
Altria Group
MO
$114B
$996K 0.01%
19,956
-188
-0.9% -$8.87K
VIGI icon
455
Vanguard International Dividend Appreciation ETF
VIGI
$9.11B
$995K 0.01%
13,806
+12,295
+814% +$851K
PARA
456
DELISTED
Paramount Global Class B
PARA
$986K 0.01%
23,503
+22,385
+2,002% +$867K
LGF.A
457
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$975K 0.01%
91,500
+91,322
+51,304% +$841K
JMBS icon
458
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.73B
$973K 0.01%
18,691
-168
-0.9% -$8.79K
HLT icon
459
Hilton Worldwide
HLT
$71B
$969K 0.01%
8,740
+214
+3% +$21.5K
RDVY icon
460
First Trust Rising Dividend Achievers ETF
RDVY
$25.2B
$964K 0.01%
+26,878
New +$911K
WAT icon
461
Waters Corp
WAT
$37.7B
$957K 0.01%
4,096
-445
-10% -$98.3K
SHM icon
462
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$953K 0.01%
19,424
-685
-3% -$33.6K
FIS icon
463
Fidelity National Information Services
FIS
$21.1B
$951K 0.01%
6,833
+5,284
+341% +$709K
EWC icon
464
iShares MSCI Canada ETF
EWC
$6.15B
$950K 0.01%
31,778
-378
-1% -$11K
MTG icon
465
MGIC Investment
MTG
$6.26B
$941K 0.01%
66,392
-4,610
-6% -$63.9K
FE icon
466
FirstEnergy
FE
$27.8B
$939K 0.01%
19,318
+4,407
+30% +$211K
FTV icon
467
Fortive
FTV
$17.9B
$926K 0.01%
19,223
+1,494
+8% +$67.5K
RWR icon
468
State Street SPDR Dow Jones REIT ETF
RWR
$1.96B
$924K 0.01%
9,053
-154
-2% -$15.9K
GBDC icon
469
Golub Capital BDC
GBDC
$3.42B
$919K 0.01%
+50,846
New +$897K
FVD icon
470
First Trust Value Line Dividend Fund
FVD
$8.27B
$909K 0.01%
25,232
+25,117
+21,841% +$884K
HEDJ icon
471
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$903K 0.01%
25,588
+15,264
+148% +$526K
DGRW icon
472
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17B
$894K 0.01%
18,443
+9,578
+108% +$447K
GWRE icon
473
Guidewire Software
GWRE
$13.2B
$893K 0.01%
8,133
+73
+0.9% +$8.17K
MPLX icon
474
MPLX
MPLX
$59.6B
$888K 0.01%
34,853
+11,262
+48% +$287K
FLIR
475
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$888K 0.01%
17,036
-4,230
-20% -$224K
17 18
19
20 21

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.