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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNP
4601
DELISTED
Huaneng Power Intl, Inc.
HNP
$0 ﹤0.01%
37
– –
CDK
4602
DELISTED
CDK Global, Inc.
CDK
– –
-6,582
Closed -$359K
NP
4603
DELISTED
Neenah, Inc. Common Stock
NP
– –
-296
Closed -$10K
COHR
4604
DELISTED
Coherent Inc
COHR
– –
-25
Closed -$6K
ENIA
4605
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
– –
-134
Closed –
POTX
4606
DELISTED
Global X Cannabis ETF
POTX
$0 ﹤0.01%
50
– –
DIDI
4607
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
– –
-170,885
Closed -$503K
SRGA
4608
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$0 ﹤0.01%
200
– –
PTE
4609
DELISTED
PolarityTE, Inc. Common Stock
PTE
$0 ﹤0.01%
3
– –
SWI
4610
DELISTED
SolarWinds Corporation Common Stock
SWI
$0 ﹤0.01%
40
-233
-85% -$2.23K
ZOM
4611
DELISTED
Zomedica Corp.
ZOM
$0 ﹤0.01%
160
– –
CCMP
4612
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-326
Closed -$56K
ESTE
4613
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$0 ﹤0.01%
75
-44
-37% -$598
DISH
4614
DELISTED
DISH Network Corp.
DISH
$0 ﹤0.01%
65
-77
-54% -$1.36K
HIBB
4615
DELISTED
Hibbett, Inc. Common Stock
HIBB
$0 ﹤0.01%
7
-64
-90% -$3.36K
IBTX
4616
DELISTED
Independent Bank Group, Inc.
IBTX
$0 ﹤0.01%
12
-78
-87% -$5.38K
UBA
4617
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$0 ﹤0.01%
9
-14
-61% -$238
JHMF
4618
DELISTED
John Hancock Multifactor Financials ETF
JHMF
– –
-548
Closed -$23K
WLL
4619
DELISTED
Whiting Petroleum Corporation
WLL
– –
-151
Closed -$10K
ERUS
4620
DELISTED
iShares MSCI Russia ETF
ERUS
– –
-445
Closed –
MTL.PR
4621
DELISTED
Mechel PAO American Depositary Shares (each representing one-half of a Preferred Share)
MTL.PR
– –
-500
Closed –
MBT
4622
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$0 ﹤0.01%
1,414
-170
-11% –
MTL
4623
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
– –
-425
Closed –
QIWI
4624
DELISTED
QIWI PLC
QIWI
– –
-154
Closed –
OZON
4625
DELISTED
Ozon Holdings PLC American Depositary Shares, each ADS representing one ordinary share
OZON
$0 ﹤0.01%
1
– –
182 183 184
185
186

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.