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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POLY
4576
DELISTED
Plantronics, Inc.
POLY
– –
-82
Closed -$3K
FST
4577
DELISTED
FAST Acquisition Corp.
FST
– –
-96
Closed –
RTLR
4578
DELISTED
Rattler Midstream LP Common Units
RTLR
– –
-595
Closed -$8K
IECS
4579
DELISTED
iShares Evolved U.S. Consumer Staples ETF
IECS
– –
-600
Closed -$19K
CDR
4580
DELISTED
Cedar Realty Trust, Inc
CDR
– –
-16
Closed –
BKEP
4581
DELISTED
Blueknight Energy Partners L.P.
BKEP
– –
-350
Closed -$1K
TPTX
4582
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
– –
-15
Closed -$1K
SAIL
4583
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-114
Closed -$7K
RBAC.U
4584
DELISTED
RedBall Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one
RBAC.U
– –
-14,000
Closed -$138K
RBAC
4585
DELISTED
RedBall Acquisition Corp.
RBAC
– –
-15,500
Closed -$154K
ATC
4586
DELISTED
Atotech Limited
ATC
– –
-11
Closed –
FOUNW
4587
DELISTED
Founder SPAC Warrants
FOUNW
– –
-500
Closed –
FOUN
4588
DELISTED
Founder SPAC Class A Ordinary Shares
FOUN
– –
-1,000
Closed -$10K
RDUS
4589
DELISTED
Radius Health, Inc.
RDUS
– –
-374
Closed -$3K
GSV
4590
DELISTED
Gold Standard Ventures Corp.
GSV
– –
-9
Closed –
ACC
4591
DELISTED
American Campus Communities, Inc.
ACC
– –
-2,079
Closed -$134K
MTOR
4592
DELISTED
MERITOR, Inc.
MTOR
– –
-165
Closed -$5K
SOLN
4593
DELISTED
The Southern Company
SOLN
– –
-427
Closed -$22K
WBT
4594
DELISTED
Welbilt, Inc.
WBT
– –
-267
Closed -$6K
PSTH
4595
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-342
Closed -$6K
SAFM
4596
DELISTED
Sanderson Farms Inc
SAFM
– –
-17
Closed -$3K
MIC
4597
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-15,000
Closed -$58K
NTUS
4598
DELISTED
Natus Medical Inc
NTUS
– –
-247
Closed -$8K
PSB
4599
DELISTED
PS Business Parks, Inc.
PSB
– –
-6
Closed -$1K
ENJY
4600
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
$0 ﹤0.01%
100
– –
182 183
184
185 186

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.