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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDACW
4551
DELISTED
NightDragon Acquisition Corp. Warrants to purchase Class A common stock
NDACW
$0 ﹤0.01%
2,920
– –
NDAC
4552
DELISTED
NightDragon Acquisition Corp. Class A Common stock
NDAC
– –
-5,000
Closed -$48K
FEO
4553
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
– –
-1,473
Closed -$12K
EPWR.WS
4554
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
$0 ﹤0.01%
3,000
– –
HUGS.WS
4555
DELISTED
USHG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
HUGS.WS
$0 ﹤0.01%
11,666
– –
AERI
4556
DELISTED
Aerie Pharmaceuticals
AERI
– –
-288
Closed -$2K
FSRDW
4557
DELISTED
Fast Radius, Inc. Warrants
FSRDW
$0 ﹤0.01%
10,239
-1,440
-12% -$76
TEN
4558
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-315
Closed -$5K
NOACW
4559
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
$0 ﹤0.01%
5,000
– –
PING
4560
DELISTED
Ping Identity Holding Corp.
PING
– –
-1
Closed –
GSQD.WS
4561
DELISTED
G Squared Ascend I Inc. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
GSQD.WS
$0 ﹤0.01%
1,000
– –
HYT.RT
4562
DELISTED
BlackRock Corporate High Yield Fund, Inc. Rights (expiring October 13, 2022)
HYT.RT
$0 ﹤0.01%
+52,036
New +$297
GBT
4563
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-288,534
Closed -$9.22M
HNGR
4564
DELISTED
Hanger Inc.
HNGR
$0 ﹤0.01%
25
-28
-53% -$496
ABTX
4565
DELISTED
Allegiance Bancshares
ABTX
$0 ﹤0.01%
6
-92
-94% -$3.93K
GCP
4566
DELISTED
GCP Applied Technologies Inc.
GCP
– –
-441
Closed -$13K
IPOD.WS
4567
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$0 ﹤0.01%
16,200
– –
IPOF.WS
4568
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$0 ﹤0.01%
54,108
– –
MANT
4569
DELISTED
Mantech International Corp
MANT
– –
-224
Closed -$21K
MNDT
4570
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-3,684
Closed -$80K
SMM
4571
DELISTED
Salient Midstream & MLP Fund
SMM
– –
-553
Closed -$4K
SNP
4572
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
– –
-320
Closed -$14K
ACH
4573
DELISTED
Alum Corp of China Ltd
ACH
$0 ﹤0.01%
43
-61
-59% -$557
LFC
4574
DELISTED
China Life Insurance Company Ltd.
LFC
$0 ﹤0.01%
96
-297
-76% -$2.21K
SPAK
4575
DELISTED
Defiance Next Gen SPAC Derived ETF
SPAK
– –
-200
Closed -$2K
181 182
183
184 185

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.