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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVCN
4526
DELISTED
Neovasc Inc.
NVCN
$0 ﹤0.01%
90
– –
VLTA.WS
4527
DELISTED
Volta Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50 per share
VLTA.WS
$0 ﹤0.01%
1,625
– –
BSDE
4528
DELISTED
Invesco BulletShares 2024 USD Emerging Markets Debt ETF
BSDE
– –
-416
Closed -$10K
BSCE
4529
DELISTED
Invesco BulletShares 2023 USD Emerging Markets Debt ETF
BSCE
– –
-421
Closed -$9K
LYLT
4530
DELISTED
Loyalty Ventures Inc. Common Stock
LYLT
$0 ﹤0.01%
121
-155
-56% -$403
ALR
4531
DELISTED
AlerisLife Inc
ALR
$0 ﹤0.01%
1
– –
AMOV
4532
DELISTED
America Movil SAB de CV
AMOV
– –
-33
Closed –
IVH
4533
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-56
Closed –
GET
4534
DELISTED
Getnet Adquirencia e Servicos para Meios de Pagamento S.A. American Depositary Shares
GET
– –
-383
Closed –
RFP
4535
DELISTED
Resolute Forest Products Inc.
RFP
– –
-24
Closed –
ONEM
4536
DELISTED
1Life Healthcare
ONEM
– –
-771
Closed -$6K
WEBR
4537
DELISTED
Weber Inc.
WEBR
$0 ﹤0.01%
+20
New +$146
AVYA
4538
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$0 ﹤0.01%
+78
New +$124
ZNH
4539
DELISTED
China Southern Airlines Company Limited
ZNH
$0 ﹤0.01%
19
– –
CEA
4540
DELISTED
China Eastern Airlines
CEA
– –
-52
Closed –
IVC
4541
DELISTED
Invacare Corporation
IVC
– –
-163
Closed –
ASAP
4542
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$0 ﹤0.01%
100
-33
-25% -$180
PFHD
4543
DELISTED
Professional Holding Corp. Class A Common stock
PFHD
– –
-4,188
Closed -$83K
EAR
4544
DELISTED
Eargo, Inc. Common Stock
EAR
$0 ﹤0.01%
28
– –
BIOR
4545
DELISTED
Biora Therapeutics, Inc. Common Stock
BIOR
$0 ﹤0.01%
+1
New +$180
RBCN
4546
DELISTED
Rubicon Technology, Inc.
RBCN
$0 ﹤0.01%
220
– –
BTRS
4547
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
– –
-10,317
Closed -$51K
BSBE
4548
DELISTED
Invesco BulletShares 2022 USD Emerging Markets Debt ETF
BSBE
– –
-418
Closed -$9K
STRY.WS
4549
DELISTED
Starry Group Holdings, Inc. Warrants, each whole warrant exercisable to purchase 1.2415 shares of Class A common stock at an exercise price of $11.50 per 1.2415 shares of Class A common stock
STRY.WS
$0 ﹤0.01%
1,000
– –
VTIQW
4550
DELISTED
VectoIQ Acquisition Corp. II Warrant
VTIQW
$0 ﹤0.01%
9,660
– –
180 181
182
183 184

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.