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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USDP
4501
DELISTED
USD PARTNERS LP
USDP
– –
-500
Closed -$2K
NXGN
4502
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$0 ﹤0.01%
12
-126
-91% -$2.19K
ACER
4503
DELISTED
Acer Therapeutics Inc
ACER
– –
-7,500
Closed -$9K
AAC.WS
4504
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$0 ﹤0.01%
1,000
– –
SCPL
4505
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
– –
-1
Closed –
CIR
4506
DELISTED
CIRCOR International, Inc
CIR
$0 ﹤0.01%
30
-100
-77% -$1.66K
RBT.WS
4507
DELISTED
Rubicon Technologies, Inc. Warrants, each warrant is exercisable for 1/8th of a share of Class A Common Stock at an exercise price of $92.00r share
RBT.WS
$0 ﹤0.01%
+500
New +$98
VCSA
4508
DELISTED
Vacasa, Inc. Class A Common Stock
VCSA
– –
-50
Closed -$2K
INFI
4509
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$0 ﹤0.01%
6
– –
NEX
4510
DELISTED
NexTier Oilfield Solutions Inc.
NEX
– –
-3
Closed –
ARNC
4511
DELISTED
Arconic Corporation
ARNC
$0 ﹤0.01%
43
-126
-75% -$3.27K
AMRS
4512
DELISTED
Amyris Inc.
AMRS
– –
-2,120
Closed -$3K
DICE
4513
DELISTED
DICE Therapeutics, Inc. Common Stock
DICE
$0 ﹤0.01%
34
– –
TDW.WS.A
4514
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$0 ﹤0.01%
87
– –
TDW.WS.B
4515
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$0 ﹤0.01%
94
– –
NYMX
4516
DELISTED
Nymox Pharmaceutical Corp
NYMX
$0 ﹤0.01%
2,000
– –
USX
4517
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
$0 ﹤0.01%
21
– –
HEXO
4518
DELISTED
HEXO Corp. Common Shares
HEXO
$0 ﹤0.01%
55
– –
ATIP.WS
4519
DELISTED
ATI Physical Therapy, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ATIP.WS
$0 ﹤0.01%
1,000
– –
KBAL
4520
DELISTED
Kimball International
KBAL
– –
-347
Closed -$2K
MNTV
4521
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-76
Closed –
SGTX
4522
DELISTED
Sigilon Therapeutics, Inc. Common Stock
SGTX
$0 ﹤0.01%
73
-154
-68% -$1.41K
BBBY
4523
DELISTED
Bed Bath & Beyond Inc
BBBY
$0 ﹤0.01%
52
– –
OSH
4524
DELISTED
Oak Street Health, Inc.
OSH
– –
-401
Closed -$6K
ARVL
4525
DELISTED
Arrival Ordinary Shares
ARVL
$0 ﹤0.01%
1
– –
179 180
181
182 183

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.