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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MFL
426
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
| $1.97M | 0.02% |
146,649
+4,227
| +3% | +$57.1K |
|
427
Nuveen Credit Strategies Income Fund
JQC
$711M
| $1.96M | 0.02% |
332,293
+31,044
| +10% | +$186K |
|
428
Bio-Techne
TECH
$11.3B
| $1.96M | 0.02% |
31,684
+5,688
| +22% | +$370K |
|
|
RDS.A
429
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $1.95M | 0.02% |
77,603
-12,284
| -14% | -$372K |
|
430
CRH
CRH
$66.8B
| $1.94M | 0.02% |
53,716
+6,602
| +14% | +$248K |
|
431
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
| $1.93M | 0.02% |
59,033
-332
| -0.6% | -$10.8K |
|
432
Zoom
ZM
$30.6B
| $1.93M | 0.02% |
4,111
+685
| +20% | +$219K |
|
433
EOG Resources
EOG
$70.7B
| $1.92M | 0.02% |
53,520
+2,215
| +4% | +$99.4K |
|
434
VeriSign
VRSN
$26.6B
| $1.92M | 0.02% |
9,392
+4,797
| +104% | +$991K |
|
|
BNY
435
Bank of New York Mellon
BNY
$107B
| $1.92M | 0.02% |
55,918
-1,332
| -2% | -$48.5K |
|
436
Incyte
INCY
$24.4B
| $1.92M | 0.02% |
21,380
-25
| -0.1% | -$2.41K |
|
|
COUP
437
DELISTED
Coupa Software Incorporated
COUP
| $1.92M | 0.02% |
6,992
+973
| +16% | +$284K |
|
438
MetLife
MET
$62.1B
| $1.91M | 0.02% |
51,280
-88
| -0.2% | -$3.34K |
|
439
iShares International Select Dividend ETF
IDV
$8.51B
| $1.9M | 0.02% |
76,393
+17,328
| +29% | +$450K |
|
440
Norfolk Southern
NSC
$75.1B
| $1.89M | 0.02% |
8,852
-970
| -10% | -$195K |
|
441
Republic Services
RSG
$65.7B
| $1.89M | 0.02% |
20,303
+6,432
| +46% | +$575K |
|
442
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
| $1.88M | 0.02% |
10,443
-4,352
| -29% | -$767K |
|
|
ABB
443
DELISTED
ABB Ltd
ABB
| $1.86M | 0.02% |
73,241
-6,344
| -8% | -$162K |
|
444
Duke Energy
DUK
$97.3B
| $1.86M | 0.02% |
21,037
+157
| +0.8% | +$12.9K |
|
|
GLQ
445
Clough Global Equity Fund
GLQ
$158M
| $1.86M | 0.02% |
165,829
-4,012
| -2% | -$46.1K |
|
446
HDFC Bank
HDB
$121B
| $1.86M | 0.02% |
74,414
+23,212
| +45% | +$563K |
|
447
BlackRock TCP Capital
TCPC
$345M
| $1.86M | 0.02% |
189,477
-20,990
| -10% | -$203K |
|
448
Magna International
MGA
$18.8B
| $1.85M | 0.02% |
40,469
+6,936
| +21% | +$334K |
|
|
ETX
449
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
| $1.85M | 0.02% |
87,850
+46,850
| +114% | +$1M |
|
450
Phillips 66
PSX
$81.4B
| $1.85M | 0.02% |
35,689
-2,821
| -7% | -$172K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.