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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTG icon
4376
Reaves Utility Income Fund
UTG
$3.61B
– –
-2,219
Closed -$68K
UTMD icon
4377
Utah Medical Products
UTMD
$225M
– –
-35
Closed -$3K
UUP icon
4378
Invesco DB US Dollar Index Bullish Fund
UUP
$413M
$0 ﹤0.01%
29
– –
UVE icon
4379
Universal Insurance Holdings
UVE
$1.23B
$0 ﹤0.01%
11
-89
-89% -$1.06K
UVV icon
4380
Universal Corp
UVV
$1.27B
$0 ﹤0.01%
+11
New +$576
UVSP icon
4381
Univest Financial
UVSP
$1.18B
$0 ﹤0.01%
+4
New +$101
VAL.WS icon
4382
Valaris Ltd Warrants
VAL.WS
$667M
$0 ﹤0.01%
2
– –
VBF icon
4383
Invesco Bond Fund
VBF
$169M
– –
-649
Closed -$10K
VEGI icon
4384
iShares MSCI Agriculture Producers ETF
VEGI
$147M
– –
-30
Closed -$1K
VERI icon
4385
Veritone
VERI
$122M
$0 ﹤0.01%
88
– –
VGI
4386
Virtus Global Multi-Sector Income Fund
VGI
$83.7M
– –
-23
Closed –
VIOT
4387
Viomi Technology
VIOT
$49.2M
– –
-467
Closed –
VIV icon
4388
Telefônica Brasil
VIV
$19.2B
– –
-2,503
Closed -$22K
VLY icon
4389
Valley National Bancorp
VLY
$8.04B
– –
-500
Closed -$5K
VMI icon
4390
Valmont Industries
VMI
$9.53B
– –
-14
Closed -$2K
VNDA icon
4391
Vanda Pharmaceuticals
VNDA
$302M
$0 ﹤0.01%
40
-31
-44% -$327
VNET
4392
VNET Group
VNET
$2.09B
– –
-181
Closed -$1K
GGRP
4393
Glimpse Group
GGRP
$18.7M
– –
-800
Closed -$3K
VRE
4394
DELISTED
Veris Residential
VRE
$0 ﹤0.01%
25
-29
-54% -$390
VRM icon
4395
Vroom Inc
VRM
$48.2M
$0 ﹤0.01%
2
-1
-33% -$133
VRRM icon
4396
Verra Mobility
VRRM
$744M
– –
-3
Closed –
VTLE
4397
DELISTED
Vital Energy
VTLE
$0 ﹤0.01%
+4
New +$285
VTOL icon
4398
Bristow Group
VTOL
$1.36B
$0 ﹤0.01%
+9
New +$235
YARW
4399
Yarrow Bioscience, Inc. Common Stock
YARW
$111M
$0 ﹤0.01%
2
– –
WAFD icon
4400
WaFd
WAFD
$2.75B
– –
-13
Closed –
174 175
176
177 178

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.