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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOVX icon
4351
Theriva Biologics
TOVX
$10.1M
$0 ﹤0.01%
1
– –
TOWN icon
4352
Towne Bank
TOWN
$3.42B
– –
-3
Closed –
TRC icon
4353
Tejon Ranch
TRC
$451M
– –
-57
Closed –
TREE icon
4354
LendingTree
TREE
$451M
– –
-66
Closed -$2K
TRML
4355
DELISTED
Tourmaline Bio
TRML
$0 ﹤0.01%
7
– –
TRST
4356
Trustco Bank Corp NY
TRST
$938M
$0 ﹤0.01%
18
-51
-74% -$1.69K
TSVT
4357
DELISTED
2seventy bio
TSVT
$0 ﹤0.01%
2
-27
-93% -$401
TTI icon
4358
TETRA Technologies
TTI
$1.26B
– –
-632
Closed -$2K
TTNP
4359
DELISTED
Titan Pharmaceuticals
TTNP
– –
0
– –
TUYA
4360
Tuya Inc
TUYA
$1.1B
– –
-653
Closed -$1K
TVTX icon
4361
Travere Therapeutics
TVTX
$5.78B
– –
-94
Closed -$2K
UCON icon
4362
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$0 ﹤0.01%
16
-76,444
-100% -$1.88M
UE icon
4363
Urban Edge Properties
UE
$2.73B
– –
-207
Closed -$3K
UEIC icon
4364
Universal Electronics
UEIC
$61.3M
$0 ﹤0.01%
30
– –
UFI icon
4365
UNIFI
UFI
$134M
– –
-65
Closed –
UGP icon
4366
Ultrapar
UGP
$6.54B
$0 ﹤0.01%
257
-523
-67% -$1.31K
FLZH
4367
Flash Sports & Media Holdings
FLZH
$73.3M
$0 ﹤0.01%
8
+2
+33% +$233
UHS icon
4368
Universal Health Services
UHS
$10.5B
$0 ﹤0.01%
9
-27
-75% -$2.79K
UIS icon
4369
Unisys
UIS
$217M
$0 ﹤0.01%
41
-29
-41% -$310
URGN icon
4370
UroGen Pharma
URGN
$2.29B
– –
-40
Closed –
USA icon
4371
Liberty All-Star Equity Fund
USA
$1.85B
– –
-10,518
Closed -$66K
USCI icon
4372
US Commodity Index
USCI
$365M
– –
-1,850
Closed -$101K
AD
4373
Array Digital Infrastructure
AD
$3.05B
– –
-2
Closed –
USMC icon
4374
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.68B
$0 ﹤0.01%
3
– –
USNA icon
4375
Usana Health Sciences
USNA
$286M
$0 ﹤0.01%
4
-29
-88% -$1.92K
173 174
175
176 177

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.