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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCAT icon
4276
Red Cat Holdings
RCAT
$1.4B
– –
-10,288
Closed -$20K
RDWR icon
4277
Radware
RDWR
$1.19B
$0 ﹤0.01%
27
-68
-72% -$1.52K
RES icon
4278
RPC Inc
RES
$1.3B
– –
-518
Closed -$3K
REX icon
4279
REX American Resources
REX
$1.41B
$0 ﹤0.01%
+12
New +$181
RGLS
4280
DELISTED
Regulus Therapeutics
RGLS
$0 ﹤0.01%
1
– –
RING icon
4281
iShares MSCI Global Gold Miners ETF
RING
$2.44B
– –
-2,323
Closed -$50K
RLAY icon
4282
Relay Therapeutics
RLAY
$4.33B
– –
-1
Closed –
RMAX icon
4283
RE/MAX Holdings
RMAX
$242M
$0 ﹤0.01%
+10
New +$238
RMR icon
4284
The RMR Group
RMR
$332M
$0 ﹤0.01%
6
– –
RMT
4285
Royce Micro-Cap Trust
RMT
$761M
– –
-15,073
Closed -$126K
ROOT icon
4286
Root
ROOT
$798M
$0 ﹤0.01%
5
-1
-17% -$16
RRGB icon
4287
Red Robin
RRGB
$152M
– –
-125
Closed -$1K
RRR icon
4288
Red Rock Resorts
RRR
$3.62B
– –
-657
Closed -$21K
RSI icon
4289
Rush Street Interactive
RSI
$2.88B
$0 ﹤0.01%
183
– –
RUSHB icon
4290
Rush Enterprises Class B
RUSHB
$6.14B
– –
-2
Closed –
RUSHA icon
4291
Rush Enterprises Class A
RUSHA
$6.22B
– –
-17
Closed –
RWM icon
4292
ProShares Short Russell2000
RWM
$100M
– –
-433
Closed -$11K
RXT icon
4293
Rackspace Technology
RXT
$1.24B
– –
-2
Closed –
SAFT icon
4294
Safety Insurance
SAFT
$1.52B
$0 ﹤0.01%
16
-9
-36% -$812
SAGE
4295
DELISTED
Sage Therapeutics
SAGE
– –
-20
Closed –
SAH icon
4296
Sonic Automotive
SAH
$2.61B
– –
-42
Closed -$1K
ECHO
4297
EchoStar
ECHO
$26.2B
– –
-12
Closed –
SBSI icon
4298
Southside Bancshares
SBSI
$967M
$0 ﹤0.01%
15
-78
-84% -$2.99K
SCHL icon
4299
Scholastic
SCHL
$792M
$0 ﹤0.01%
14
-30
-68% -$1.25K
SCSC icon
4300
Scansource
SCSC
$1.12B
$0 ﹤0.01%
4
-24
-86% -$725
170 171
172
173 174

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.