We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PI icon
4251
Impinj
PI
$5.6B
– –
-258
Closed -$15K
PL icon
4252
Planet Labs
PL
$8.53B
– –
-1,700
Closed -$7K
PLAB icon
4253
Photronics
PLAB
$1.93B
$0 ﹤0.01%
25
-99
-80% -$1.95K
PLAG icon
4254
Planet Green Holdings
PLAG
$8M
$0 ﹤0.01%
110
– –
PLAY icon
4255
Dave & Buster's
PLAY
$357M
$0 ﹤0.01%
17
-306,327
-100% -$11.4M
PLCE icon
4256
Children's Place
PLCE
$59.8M
$0 ﹤0.01%
7
-493,204
-100% -$20.7M
PLMR icon
4257
Palomar
PLMR
$3.45B
$0 ﹤0.01%
11
-47
-81% -$3.45K
PLXS icon
4258
Plexus
PLXS
$7.23B
$0 ﹤0.01%
10
-72
-88% -$6.42K
PNTG icon
4259
Pennant Group
PNTG
$1.36B
– –
-107
Closed -$1K
POWL icon
4260
Powell Industries
POWL
$7.71B
$0 ﹤0.01%
18
+9
+100% +$72
PR
4261
Permian Resources
PR
$16.9B
– –
-11
Closed –
PRAA icon
4262
PRA Group
PRAA
$755M
$0 ﹤0.01%
17
-6
-26% -$223
PRK icon
4263
Park National Corp
PRK
$3.67B
$0 ﹤0.01%
5
-23
-82% -$2.98K
PRPL icon
4264
Purple Innovation
PRPL
$41.7M
$0 ﹤0.01%
3
– –
PRVA icon
4265
Privia Health
PRVA
$2.87B
– –
-596
Closed -$17K
PSCF icon
4266
Invesco S&P SmallCap Financials ETF
PSCF
$27.3M
– –
-20
Closed –
PSQ icon
4267
ProShares Short QQQ
PSQ
$643M
– –
-159
Closed -$11K
PSTL
4268
Postal Realty Trust
PSTL
$699M
– –
-227
Closed -$3K
PUMP icon
4269
ProPetro Holding
PUMP
$1.35B
$0 ﹤0.01%
30
-21
-41% -$188
PXF icon
4270
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.96B
– –
-325
Closed -$12K
QEFA icon
4271
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.08B
$0 ﹤0.01%
11
– –
QFIN icon
4272
Qfin Holdings
QFIN
$1.61B
$0 ﹤0.01%
33
-48
-59% -$699
QLTA icon
4273
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.22B
– –
-446
Closed -$21K
QNST icon
4274
QuinStreet
QNST
$1.21B
$0 ﹤0.01%
14
-52
-79% -$592
RC
4275
Ready Capital
RC
$308M
$0 ﹤0.01%
41
-110
-73% -$1.42K
169 170
171
172 173

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.