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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSK icon
401
GSK
GSK
$106B
$15M 0.04%
351,053
-9,719
-3% -$401K
DVN icon
402
Devon Energy
DVN
$47.3B
$15M 0.04%
298,698
+43,385
+17% +$1.93M
PODD icon
403
Insulet
PODD
$9.79B
$14.9M 0.04%
86,931
-1,876
-2% -$350K
ETR icon
404
Entergy
ETR
$50B
$14.8M 0.04%
280,740
+55,238
+24% +$2.8M
MRSH
405
Marsh
MRSH
$91.5B
$14.7M 0.04%
71,604
+16,026
+29% +$3.19M
CRI icon
406
Carter's
CRI
$1.47B
$14.7M 0.04%
173,086
-119,236
-41% -$9.46M
ACAD icon
407
Acadia Pharmaceuticals
ACAD
$5.03B
$14.6M 0.04%
788,452
+232,115
+42% +$5.75M
PTCT icon
408
PTC Therapeutics
PTCT
$6.12B
$14.6M 0.04%
500,216
-1,026
-0.2% -$28.7K
USMV icon
409
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$14.5M 0.04%
174,041
+8,322
+5% +$671K
DSI icon
410
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
$14.5M 0.04%
144,210
+13,578
+10% +$1.3M
MMM icon
411
3M
MMM
$94.3B
$14.5M 0.04%
163,268
-12,081
-7% -$1M
NVS icon
412
Novartis
NVS
$297B
$14.4M 0.04%
148,741
+46,960
+46% +$4.81M
CCL icon
413
Carnival Corporation Ltd
CCL
$39.7B
$14.4M 0.04%
879,524
+3,845
+0.4% +$62.5K
OKE icon
414
Oneok
OKE
$54.5B
$14.3M 0.04%
178,115
+3,238
+2% +$236K
VDE icon
415
Vanguard Energy ETF
VDE
$9.74B
$14.2M 0.04%
107,780
-21,871
-17% -$2.62M
VYM icon
416
Vanguard High Dividend Yield ETF
VYM
$82.8B
$14.2M 0.04%
116,961
+1,421
+1% +$163K
SO icon
417
Southern Company
SO
$107B
$14.1M 0.04%
196,866
+44,996
+30% +$3.11M
ORLY icon
418
O'Reilly Automotive
ORLY
$76.3B
$14.1M 0.04%
187,305
+19,335
+12% +$1.35M
SCHI icon
419
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.5B
$14M 0.04%
+628,660
New +$14M
FVD icon
420
First Trust Value Line Dividend Fund
FVD
$8.41B
$13.9M 0.04%
329,941
-70,573
-18% -$2.88M
HRI icon
421
Herc Holdings
HRI
$5.61B
$13.9M 0.04%
82,528
-24,046
-23% -$3.66M
AZEK
422
DELISTED
The AZEK Co
AZEK
$13.7M 0.04%
273,159
-27,163
-9% -$1.18M
NEM icon
423
Newmont
NEM
$119B
$13.7M 0.04%
380,866
+79,814
+27% +$2.75M
VGIT icon
424
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$13.6M 0.04%
232,975
+21,232
+10% +$1.25M
NEA icon
425
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$13.6M 0.04%
1,226,865
+114,054
+10% +$1.25M
15 16
17
18 19

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.