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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
(+7.2%)
Cap. Flow
+$1.55B
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Elanco Animal Health
ELAN
|
+$89.1M |
| 2 |
WEX
WEX
|
+$78.4M |
| 3 |
Blackrock
BLK
|
+$73.2M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$71.9M |
| 5 |
OneMain Financial
OMF
|
+$45.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$63.6M |
| 2 |
Neurocrine Biosciences
NBIX
|
+$56.6M |
| 3 |
Agnico Eagle Mines
AEM
|
+$55.1M |
| 4 |
DFS
Discover Financial Services
DFS
|
+$36M |
| 5 |
ORBC
ORBCOMM, Inc.
ORBC
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.39% |
| 2 | Financials | 14.65% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.54% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
| $6.72M | 0.04% |
78,027
+1,742
| +2% | +$150K |
|
402
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
| $6.71M | 0.04% |
59,919
+5,414
| +10% | +$623K |
|
403
O'Reilly Automotive
ORLY
$76.2B
| $6.7M | 0.04% |
164,415
+80,565
| +96% | +$3.22M |
|
404
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.6B
| $6.68M | 0.04% |
77,294
-10,512
| -12% | -$977K |
|
405
Invesco Senior Loan ETF
BKLN
$6.81B
| $6.66M | 0.04% |
301,184
-2,628
| -0.9% | -$58.1K |
|
406
Western Digital
WDC
$156B
| $6.65M | 0.03% |
155,820
+12,711
| +9% | +$604K |
|
407
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
| $6.61M | 0.03% |
72,319
+18,786
| +35% | +$1.72M |
|
408
BlackRock Health Sciences Trust II
BMEZ
$976M
| $6.6M | 0.03% |
244,561
+61,255
| +33% | +$1.75M |
|
409
Akamai
AKAM
$17.2B
| $6.54M | 0.03% |
62,576
+16,631
| +36% | +$1.9M |
|
410
Simon Property Group
SPG
$71.9B
| $6.51M | 0.03% |
50,098
+9,542
| +24% | +$1.24M |
|
411
State Street Blackstone Senior Loan ETF
SRLN
$5.33B
| $6.46M | 0.03% |
140,390
+7,009
| +5% | +$322K |
|
412
iShares US Regional Banks ETF
IAT
$681M
| $6.43M | 0.03% |
106,240
+4,429
| +4% | +$255K |
|
413
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
| $6.42M | 0.03% |
198,785
+8,352
| +4% | +$272K |
|
414
Entergy
ETR
$49.7B
| $6.37M | 0.03% |
128,282
+20,770
| +19% | +$1.11M |
|
415
Uber
UBER
$144B
| $6.34M | 0.03% |
141,517
+18,107
| +15% | +$791K |
|
416
Citizens Financial Group
CFG
$30.5B
| $6.3M | 0.03% |
134,156
+12,570
| +10% | +$552K |
|
417
Phillips 66
PSX
$82B
| $6.3M | 0.03% |
89,953
+5,502
| +7% | +$398K |
|
418
Vanguard Russell 2000 Value ETF
VTWV
$1.3B
| $6.3M | 0.03% |
44,819
+7,539
| +20% | +$1.06M |
|
|
GLO
419
Clough Global Opportunities Fund
GLO
$255M
| $6.26M | 0.03% |
514,041
+118,276
| +30% | +$1.49M |
|
420
NXP Semiconductors
NXPI
$58.4B
| $6.24M | 0.03% |
31,839
+7,991
| +34% | +$1.66M |
|
421
Global X US Infrastructure Development ETF
PAVE
$15.1B
| $6.24M | 0.03% |
245,410
+18,908
| +8% | +$498K |
|
422
First Trust Capital Strength ETF
FTCS
$7.93B
| $6.2M | 0.03% |
82,822
-7,817
| -9% | -$609K |
|
423
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.74B
| $6.18M | 0.03% |
72,819
-20
| -0% | -$1.77K |
|
424
Brookfield
BN
$108B
| $6.16M | 0.03% |
213,661
+45,577
| +27% | +$1.33M |
|
425
Pentair
PNR
$11.2B
| $6.13M | 0.03% |
84,422
+13,637
| +19% | +$1.02M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.
- Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
- Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
- Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
- Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
- Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
- Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.
Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.