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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPAA icon
4176
Motorcar Parts of America
MPAA
$258M
$0 ﹤0.01%
+11
New +$161
MREO
4177
Mereo BioPharma
MREO
$47.3M
$0 ﹤0.01%
358
– –
MSM icon
4178
MSC Industrial Direct
MSM
$6.86B
– –
-3
Closed –
MTR
4179
Mesa Royalty Trust
MTR
$5.33M
$0 ﹤0.01%
25
– –
MTW icon
4180
Manitowoc
MTW
$675M
– –
-63
Closed –
MVST icon
4181
Microvast
MVST
$302M
$0 ﹤0.01%
300
– –
MYRG icon
4182
MYR Group
MYRG
$5.25B
$0 ﹤0.01%
6
-36
-86% -$3.3K
LUXE
4183
LuxExperience B.V.
LUXE
$1.11B
– –
-1,506
Closed -$14K
NABL icon
4184
N-able
NABL
$940M
– –
-2
Closed –
NAN icon
4185
Nuveen New York Quality Municipal Income Fund
NAN
$373M
– –
-667
Closed -$7K
NAVI icon
4186
Navient
NAVI
$853M
– –
-220
Closed -$3K
NBR icon
4187
Nabors Industries
NBR
$1.21B
$0 ﹤0.01%
3
-13
-81% -$1.59K
NBTB icon
4188
NBT Bancorp
NBTB
$2.74B
$0 ﹤0.01%
+13
New +$513
NCNO icon
4189
nCino
NCNO
$2.1B
$0 ﹤0.01%
24
-455
-95% -$15.3K
NCZ
4190
Virtus Convertible & Income Fund II
NCZ
$301M
– –
-3,395
Closed -$42K
NDLS icon
4191
Noodles & Co
NDLS
$107M
$0 ﹤0.01%
6
– –
NEXN
4192
Nexxen International
NEXN
$607M
$0 ﹤0.01%
+121
New +$1.06K
NFBK
4193
DELISTED
Northfield Bancorp
NFBK
$0 ﹤0.01%
+54
New +$781
NEXT icon
4194
NextDecade
NEXT
$1.78B
– –
-666
Closed -$2K
NKTR icon
4195
Nektar Therapeutics
NKTR
$2.58B
$0 ﹤0.01%
+10
New +$595
NMR icon
4196
Nomura Holdings
NMR
$29.1B
– –
-547
Closed -$1K
NMRK icon
4197
Newmark Group
NMRK
$2.63B
– –
-5
Closed –
NNBR icon
4198
NN Inc
NNBR
$311M
– –
-212
Closed –
NNDM
4199
Nano Dimension
NNDM
$343M
$0 ﹤0.01%
100
-38
-28% -$116
NOAH
4200
Noah Holdings
NOAH
$603M
$0 ﹤0.01%
34
-85
-71% -$1.45K
166 167
168
169 170

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.