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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPRO
4151
DELISTED
Open Lending Corp
LPRO
$0 ﹤0.01%
35
-2
-5% -$20
LPSN icon
4152
LivePerson
LPSN
$32.3M
– –
-9
Closed -$1K
LQDT icon
4153
Liquidity Services
LQDT
$1.32B
$0 ﹤0.01%
10
-210
-95% -$3.69K
LSEA
4154
DELISTED
Landsea Homes
LSEA
– –
-5,836
Closed -$38K
LUNG icon
4155
Pulmonx
LUNG
$87.6M
– –
-272
Closed -$4K
LX
4156
LexinFintech Holdings
LX
$241M
– –
-286
Closed –
MAC icon
4157
Macerich
MAC
$6.92B
– –
-1,514
Closed -$13K
MAX icon
4158
MediaAlpha
MAX
$821M
$0 ﹤0.01%
67
– –
MBIO icon
4159
Mustang Bio
MBIO
$4.55M
– –
0
– –
MBUU icon
4160
Malibu Boats
MBUU
$567M
– –
-98
Closed -$5K
MDYV icon
4161
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.88B
– –
-792
Closed -$47K
MERC icon
4162
Mercer International
MERC
$39.8M
$0 ﹤0.01%
10
-80
-89% -$1.18K
METC icon
4163
Ramaco Resources Class A
METC
$649M
$0 ﹤0.01%
10
– –
MGF
4164
Aberdeen Government Markets Income Fund
MGF
$92.2M
– –
-63
Closed –
MHI
4165
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-48
Closed –
BGDE
4166
Big Digital Energy Inc
BGDE
$32M
– –
-8
Closed -$1K
MILN
4167
Global X Millennial Consumer ETF
MILN
$103M
– –
-27
Closed –
MITT
4168
TPG Mortgage Investment Trust
MITT
$225M
– –
-46
Closed –
MLP icon
4169
Maui Land & Pineapple Co
MLP
$344M
$0 ﹤0.01%
76
– –
MMI icon
4170
Marcus & Millichap
MMI
$1.19B
$0 ﹤0.01%
11
-20
-65% -$756
MMU
4171
Western Asset Managed Municipals Fund
MMU
$554M
– –
-187
Closed -$1K
MNDY icon
4172
monday.com
MNDY
$3.94B
– –
-123
Closed -$12K
DFTX
4173
Definium Therapeutics
DFTX
$6.12B
$0 ﹤0.01%
148
-1
-0.7% -$10
MODV
4174
DELISTED
ModivCare
MODV
– –
-12
Closed -$1K
MOV icon
4175
Movado Group
MOV
$841M
– –
-78
Closed -$2K
165 166
167
168 169

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.