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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMDA icon
4126
Kamada
KMDA
$419M
– –
-100
Closed –
KNTK icon
4127
Kinetik
KNTK
$7.98B
– –
-2
Closed –
KODK icon
4128
Kodak
KODK
$983M
$0 ﹤0.01%
131
– –
KOD icon
4129
Kodiak Sciences
KOD
$2.84B
$0 ﹤0.01%
6
– –
KOP icon
4130
Koppers
KOP
$969M
$0 ﹤0.01%
7
-445
-98% -$10.2K
KPTI icon
4131
Karyopharm Therapeutics
KPTI
$48M
– –
-60
Closed -$4K
KREF
4132
KKR Real Estate Finance Trust
KREF
$499M
$0 ﹤0.01%
12
-52
-81% -$979
KRNY icon
4133
Kearny Financial
KRNY
$599M
$0 ﹤0.01%
61
+1
+2% +$11
KRO icon
4134
KRONOS Worldwide
KRO
$989M
– –
-5
Closed –
KRYS icon
4135
Krystal Biotech
KRYS
$9.66B
– –
-42
Closed -$2K
LASR icon
4136
nLIGHT
LASR
$3.17B
$0 ﹤0.01%
32
– –
LAUR icon
4137
Laureate Education
LAUR
$5.28B
– –
-9
Closed –
LAW icon
4138
CS Disco
LAW
$279M
– –
-699
Closed -$12K
HAPN
4139
Happen Inc
HAPN
$2.24B
$0 ﹤0.01%
30
– –
LCTX icon
4140
Lineage Cell Therapeutics
LCTX
$278M
$0 ﹤0.01%
280
– –
LDI icon
4141
loanDepot
LDI
$516M
$0 ﹤0.01%
+245
New +$402
LE icon
4142
Lands' End
LE
$403M
$0 ﹤0.01%
107
+49
+84% +$603
LEGR icon
4143
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$133M
– –
-258
Closed -$8K
LEN.B icon
4144
Lennar Class B
LEN.B
$20.8B
$0 ﹤0.01%
2
-2
-50% -$122
LFST icon
4145
Lifestance Health
LFST
$4.14B
– –
-138
Closed –
LGIH icon
4146
LGI Homes
LGIH
$1.4B
– –
-7
Closed –
LIVN icon
4147
LivaNova
LIVN
$4.2B
$0 ﹤0.01%
17
-102
-86% -$6.05K
LNSR icon
4148
LENSAR
LNSR
$74.2M
– –
-228
Closed -$1K
LPL icon
4149
LG Display
LPL
$3.3B
– –
-228
Closed -$1K
LPG icon
4150
Dorian LPG
LPG
$1.96B
$0 ﹤0.01%
+13
New +$196
164 165
166
167 168

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.