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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMKTA icon
4101
Ingles Markets
IMKTA
$1.67B
– –
-34
Closed -$2K
IMOS
4102
ChipMOS TECHNOLOGIES
IMOS
$1.83B
$0 ﹤0.01%
32
-8
-20% -$181
INTA icon
4103
Intapp
INTA
$2.91B
– –
-46
Closed –
INVA icon
4104
Innoviva
INVA
$1.48B
$0 ﹤0.01%
25
-100
-80% -$1.37K
IONQ.WS
4105
IonQ Inc Warrants
IONQ.WS
$8.06B
$0 ﹤0.01%
250
– –
IRS
4106
IRSA Inversiones y Representaciones
IRS
$1.26B
– –
-690
Closed -$2K
ITOS
4107
DELISTED
iTeos Therapeutics
ITOS
– –
-120
Closed -$2K
IVR icon
4108
Invesco Mortgage Capital
IVR
$805M
$0 ﹤0.01%
23
-37
-62% -$575
JBBB icon
4109
Janus Henderson B-BBB CLO ETF
JBBB
$1.42B
– –
-100
Closed -$4K
JCPB icon
4110
JPMorgan Core Plus Bond ETF
JCPB
$14.2B
– –
-485
Closed -$23K
JEMA icon
4111
JPMorgan ActiveBuilders Emerging Markets Equity ETF
JEMA
$1.66B
– –
-91
Closed -$3K
JFIN
4112
Jiayin Group
JFIN
$137M
– –
-366
Closed –
JGH icon
4113
Nuveen Global High Income Fund
JGH
$356M
– –
-132
Closed -$1K
JPIE icon
4114
JPMorgan Income ETF
JPIE
$10.3B
– –
-41
Closed -$1K
JPIN icon
4115
JPMorgan Diversified Return International Equity ETF
JPIN
$377M
– –
-1,350
Closed -$65K
JRI icon
4116
Nuveen Real Asset Income & Growth Fund
JRI
$352M
– –
-692
Closed -$9K
JRVR icon
4117
James River Group Holdings
JRVR
$217M
$0 ﹤0.01%
11
-16
-59% -$382
JVAL icon
4118
JPMorgan US Value Factor ETF
JVAL
$865M
– –
-106
Closed -$3K
JYNT icon
4119
The Joint Corp
JYNT
$119M
– –
-111
Closed -$1K
KC
4120
Kingsoft Cloud Holdings
KC
$3.69B
$0 ﹤0.01%
150
– –
KELYA icon
4121
Kelly Services Class A
KELYA
$528M
$0 ﹤0.01%
12
-153
-93% -$2.76K
KEMQ icon
4122
KraneShares Public-Private Emerging Markets Internet and Technology ETF
KEMQ
$26.2M
$0 ﹤0.01%
+49
New +$751
KFRC icon
4123
Kforce
KFRC
$1.06B
– –
-175
Closed -$10K
KIDS icon
4124
OrthoPediatrics
KIDS
$595M
– –
-231
Closed -$9K
KLXE icon
4125
KLX Energy Services
KLXE
$42.3M
– –
-28
Closed –
163 164
165
166 167

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.