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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSII
4076
DELISTED
Heidrick & Struggles
HSII
$0 ﹤0.01%
10
-94
-90% -$2.78K
HSTM icon
4077
HealthStream
HSTM
$840M
$0 ﹤0.01%
9
-258
-97% -$5.87K
HTH icon
4078
Hilltop Holdings
HTH
$2.24B
– –
-153
Closed -$4K
HTHT icon
4079
Huazhu Hotels Group
HTHT
$13B
– –
-50
Closed -$1K
HTLD icon
4080
Heartland Express
HTLD
$956M
$0 ﹤0.01%
67
-158
-70% -$2.37K
HURC icon
4081
Hurco Companies Inc
HURC
$143M
– –
-329
Closed -$8K
HUYA
4082
Huya Inc
HUYA
$558M
– –
-565
Closed -$2K
HVT icon
4083
Haverty Furniture Companies
HVT
$454M
$0 ﹤0.01%
6
-27
-82% -$731
HWKN icon
4084
Hawkins
HWKN
$2.71B
$0 ﹤0.01%
10
-50
-83% -$1.94K
HY icon
4085
Hyster-Yale Materials Handling
HY
$665M
– –
-81
Closed -$2K
HYFM icon
4086
Hydrofarm Holdings
HYFM
$7.62M
– –
-20
Closed –
HYLN icon
4087
Hyliion Holdings
HYLN
$690M
$0 ﹤0.01%
219
-331
-60% -$1.21K
IBCP icon
4088
Independent Bank Corp
IBCP
$844M
– –
-26
Closed –
IBOC icon
4089
International Bancshares
IBOC
$4.57B
– –
-3
Closed –
IBUY icon
4090
Amplify Online Retail ETF
IBUY
$127M
– –
-20
Closed –
IDAT
4091
DELISTED
iShares Future Cloud 5G and Tech ETF
IDAT
– –
-58
Closed -$1K
IDT icon
4092
IDT Corp
IDT
$1.62B
– –
-3
Closed –
IHY icon
4093
VanEck International High Yield Bond ETF
IHY
$43.4M
– –
-6
Closed –
IIIN icon
4094
Insteel Industries
IIIN
$625M
$0 ﹤0.01%
+5
New +$155
IIIV icon
4095
i3 Verticals
IIIV
$342M
– –
-100
Closed -$2K
ILPT
4096
Industrial Logistics Properties Trust
ILPT
$586M
$0 ﹤0.01%
106
-4,814
-98% -$43.5K
ILTB icon
4097
iShares Core 10+ Year USD Bond ETF
ILTB
$596M
$0 ﹤0.01%
+4
New +$221
NBP
4098
NovaBridge Biosciences American Depositary Shares
NBP
$202M
$0 ﹤0.01%
81
– –
IMAX icon
4099
IMAX
IMAX
$2.66B
$0 ﹤0.01%
+29
New +$465
IMCV icon
4100
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
– –
-411
Closed -$24K
162 163
164
165 166

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.