We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCR
4076
DELISTED
Score Media and Gaming Inc. Class A Subordinate Voting Shares
SCR
– –
-129
Closed -$4K
CSOD
4077
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-6
Closed –
FINS.RT
4078
DELISTED
Angel Oak Financial Strategies Income Term Trust Rights (expires October 14, 2021)
FINS.RT
– –
-75,231
Closed -$16K
CLDR
4079
DELISTED
Cloudera, Inc.
CLDR
– –
-9,428
Closed -$150K
XEC
4080
DELISTED
CIMAREX ENERGY CO
XEC
– –
-179
Closed -$14K
KCAC.U
4081
DELISTED
Kensington Capital Acquisition Corp. II Units, each consisting of one share of Class A common stock,
KCAC.U
– –
-16,500
Closed -$141K
KCAC
4082
DELISTED
Kensington Capital Acquisition Corp. II
KCAC
– –
-6,500
Closed -$53K
KCAC.WS
4083
DELISTED
Kensington Capital Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one
KCAC.WS
– –
-1,625
Closed -$1K
DMYI.U
4084
DELISTED
dMY Technology Group, Inc. III Units, each consisting of one share of Class A common stock and one-f
DMYI.U
– –
-1,000
Closed -$11K
OPP.RT
4085
DELISTED
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Rights (expiring October 1, 2021)
OPP.RT
– –
-6,501
Closed –
ALTA
4086
DELISTED
Altabancorp
ALTA
– –
-10
Closed –
JAX
4087
DELISTED
J. Alexander's Holdings, Inc.
JAX
– –
-14
Closed –
AIRTW
4088
DELISTED
Air T Inc Warrants
AIRTW
– –
-415
Closed –
VER
4089
DELISTED
VEREIT, Inc.
VER
– –
-908
Closed -$40K
BLPH
4090
DELISTED
Bellerophon Therapeutics, Inc.
BLPH
– –
-5,500
Closed -$22K
MFGP
4091
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
227
+81
+55% +$412
NLSN
4092
DELISTED
Nielsen Holdings plc
NLSN
– –
-8
Closed –
ZGNX
4093
DELISTED
Zogenix, Inc.
ZGNX
$0 ﹤0.01%
5
– –
DISH
4094
DELISTED
DISH Network Corp.
DISH
$0 ﹤0.01%
11
-33
-75% -$1.23K
CELP
4095
DELISTED
Cypress Environmental Partners, L.P.
CELP
$0 ﹤0.01%
625
– –
BDSI
4096
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$0 ﹤0.01%
68
– –
OZON
4097
DELISTED
Ozon Holdings PLC American Depositary Shares, each ADS representing one ordinary share
OZON
$0 ﹤0.01%
1
-28
-97% -$1.16K
WBK
4098
DELISTED
Westpac Banking Corporation
WBK
$0 ﹤0.01%
32
-408
-93% -$6.84K
MCF
4099
DELISTED
Contango Oil & Gas Co.
MCF
– –
-13,080
Closed -$59K
JTA
4100
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
– –
-18,015
Closed -$200K
161 162 163
164
165

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.