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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPRO icon
4051
GoPro
GPRO
$126M
$0 ﹤0.01%
60
– –
GRVY
4052
GRAVITY
GRVY
$473M
– –
-16
Closed –
GRWG icon
4053
GrowGeneration
GRWG
$90.7M
$0 ﹤0.01%
125
– –
GSHD icon
4054
Goosehead Insurance
GSHD
$2.32B
$0 ﹤0.01%
10
-27
-73% -$1.4K
GSIT icon
4055
GSI Technology
GSIT
$258M
$0 ﹤0.01%
321
– –
GSL icon
4056
Global Ship Lease
GSL
$1.53B
$0 ﹤0.01%
+18
New +$320
GTES icon
4057
Gates Industrial Corporation Ltd.
GTES
$7.15B
$0 ﹤0.01%
124
-69
-36% -$781
GVA icon
4058
Granite Construction
GVA
$5.62B
$0 ﹤0.01%
18
-1,811
-99% -$53.4K
HAFC icon
4059
Hanmi Financial
HAFC
$946M
$0 ﹤0.01%
6
-237
-98% -$5.82K
HAE icon
4060
Haemonetics
HAE
$4B
– –
-386
Closed -$25K
HAUZ icon
4061
Xtrackers International Real Estate ETF
HAUZ
$1.08B
– –
-43
Closed –
HCC icon
4062
Warrior Met Coal
HCC
$4.86B
$0 ﹤0.01%
20
-50
-71% -$1.54K
HCI icon
4063
HCI Group
HCI
$2.41B
$0 ﹤0.01%
6
-25
-81% -$1.43K
HCM icon
4064
HUTCHMED
HCM
$2.17B
$0 ﹤0.01%
19
– –
HEES
4065
DELISTED
H&E Equipment Services
HEES
– –
-135
Closed -$3K
HEPS
4066
D-Market Electronic Services & Trading
HEPS
$990M
$0 ﹤0.01%
28
– –
HFXI icon
4067
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$2.1B
$0 ﹤0.01%
18
– –
HLIT icon
4068
Harmonic Inc
HLIT
$1.28B
$0 ﹤0.01%
+54
New +$583
HLX icon
4069
Helix Energy Solutions
HLX
$1.41B
$0 ﹤0.01%
77
-964
-93% -$3.65K
HMY icon
4070
Harmony Gold Mining
HMY
$12.3B
– –
-477
Closed -$1K
HNI icon
4071
HNI Corp
HNI
$3.59B
– –
-28
Closed –
HOPE icon
4072
Hope Bancorp
HOPE
$1.79B
$0 ﹤0.01%
52
-1,099
-95% -$15.9K
HPF
4073
John Hancock Preferred Income Fund II
HPF
$345M
– –
-736
Closed -$13K
HRMY icon
4074
Harmony Biosciences
HRMY
$2.24B
$0 ﹤0.01%
3
-63
-95% -$3.07K
HRTX icon
4075
Heron Therapeutics
HRTX
$92.9M
$0 ﹤0.01%
200
-1,041
-84% -$4.07K
161 162
163
164 165

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.