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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENPC.U
4026
DELISTED
Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant
ENPC.U
– –
-2,500
Closed -$24K
ALF
4027
DELISTED
ALFI Inc
ALF
$0 ﹤0.01%
4
-14,331
-100% -$61.9K
GSQD.WS
4028
DELISTED
G Squared Ascend I Inc. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
GSQD.WS
$0 ﹤0.01%
1,000
– –
PTR
4029
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$0 ﹤0.01%
9
-604
-99% -$28.4K
LFC
4030
DELISTED
China Life Insurance Company Ltd.
LFC
$0 ﹤0.01%
+63
New +$540
FST
4031
DELISTED
FAST Acquisition Corp.
FST
$0 ﹤0.01%
+96
New +$1.12K
CDR
4032
DELISTED
Cedar Realty Trust, Inc
CDR
– –
-63
Closed -$1K
SPXZ
4033
DELISTED
Morgan Creek Exos SPAC Originated ETF
SPXZ
– –
-1
Closed –
TPTX
4034
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
$0 ﹤0.01%
+15
New +$671
SAIL
4035
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$0 ﹤0.01%
6
-485
-99% -$23.8K
ATC
4036
DELISTED
Atotech Limited
ATC
$0 ﹤0.01%
10
– –
FOUNW
4037
DELISTED
Founder SPAC Warrants
FOUNW
$0 ﹤0.01%
+500
New +$348
LEAP
4038
DELISTED
Ribbit LEAP, Ltd.
LEAP
– –
-36,745
Closed -$371K
ENJY
4039
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
$0 ﹤0.01%
+100
New +$742
PTE
4040
DELISTED
PolarityTE, Inc. Common Stock
PTE
$0 ﹤0.01%
1
– –
STXB
4041
DELISTED
Spirit of Texas Bancshares, Inc. Common Stock
STXB
– –
-50
Closed -$1K
TLMD
4042
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
– –
-5,000
Closed -$11K
KRA
4043
DELISTED
Kraton Corporation
KRA
– –
-23
Closed -$1K
FMO
4044
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$0 ﹤0.01%
70
– –
DCRNU
4045
DELISTED
Decarbonization Plus Acquisition Corporation II Unit
DCRNU
– –
-5,000
Closed -$51K
DRNA
4046
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
– –
-280
Closed -$5K
COR
4047
DELISTED
Coresite Realty Corporation
COR
– –
-1,603
Closed -$222K
ZIXI
4048
DELISTED
Zix Corporation
ZIXI
– –
-2,200
Closed -$15K
BSCL
4049
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
– –
-9,670
Closed -$203K
KSU
4050
DELISTED
Kansas City Southern
KSU
– –
-9,401
Closed -$2.54M
160 161
162
163 164

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.