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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SQZ
4001
DELISTED
SQZ Biotechnologies Company
SQZ
– –
-890
Closed -$12K
USX
4002
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
$0 ﹤0.01%
11
– –
PSMG
4003
DELISTED
Invesco Growth Multi-Asset Allocation ETF
PSMG
$0 ﹤0.01%
1
– –
HEXO
4004
DELISTED
HEXO Corp. Common Shares
HEXO
$0 ﹤0.01%
94
+3
+3% +$56
ATIP.WS
4005
DELISTED
ATI Physical Therapy, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ATIP.WS
$0 ﹤0.01%
1,000
– –
MGI
4006
DELISTED
MoneyGram International, Inc. New
MGI
$0 ﹤0.01%
+123
New +$846
BRMK
4007
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-1,000
Closed -$9K
SIOX
4008
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$0 ﹤0.01%
312
– –
ALR
4009
DELISTED
AlerisLife Inc
ALR
$0 ﹤0.01%
+1
New +$4
TMDI
4010
DELISTED
Titan Medical Inc. Ordinary Shares
TMDI
– –
-18,730
Closed -$28K
RFP
4011
DELISTED
Resolute Forest Products Inc.
RFP
– –
-55
Closed –
ONEM
4012
DELISTED
1Life Healthcare
ONEM
– –
-400
Closed -$8K
PAYA
4013
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
-13,300
Closed -$144K
AVYA
4014
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-260
Closed -$5K
HYRE
4015
DELISTED
HyreCar Inc. Common Stock
HYRE
– –
-3,300
Closed -$28K
ZNH
4016
DELISTED
China Southern Airlines Company Limited
ZNH
$0 ﹤0.01%
+20
New +$589
KNBE
4017
DELISTED
KnowBe4, Inc. Class A Common Stock
KNBE
$0 ﹤0.01%
+2
New +$47
ASAP
4018
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$0 ﹤0.01%
50
– –
BIOR
4019
DELISTED
Biora Therapeutics, Inc. Common Stock
BIOR
– –
0
– –
GSEVW
4020
DELISTED
Gores Holdings VII, Inc. Warrant
GSEVW
– –
-11,237
Closed -$13K
GSEVU
4021
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
– –
-27,000
Closed -$266K
GSEV
4022
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
– –
-5,000
Closed -$49K
IBMK
4023
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$0 ﹤0.01%
33
-251
-88% -$6.55K
EPWR.WS
4024
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
$0 ﹤0.01%
+1,000
New +$593
AERI
4025
DELISTED
Aerie Pharmaceuticals
AERI
– –
-655
Closed -$7K
159 160
161
162 163

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.