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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHRN
3976
ChronoScale Holdings
CHRN
$3.06B
$0 ﹤0.01%
1
– –
EMD
3977
Western Asset Emerging Markets Debt Fund
EMD
$612M
– –
-1,515
Closed -$13K
ENIC icon
3978
Enel Chile
ENIC
$6.21B
– –
-485
Closed –
ENVA icon
3979
Enova International
ENVA
$6.29B
$0 ﹤0.01%
15
-104
-87% -$3.49K
EOD
3980
Allspring Global Dividend Opportunity Fund
EOD
$288M
– –
-14,006
Closed -$61K
EOSE icon
3981
Eos Energy Enterprises
EOSE
$1.51B
$0 ﹤0.01%
500
– –
EPIX
3982
DELISTED
ESSA Pharma
EPIX
– –
-132
Closed –
EPU icon
3983
iShares MSCI Peru and Global Exposure ETF
EPU
$558M
$0 ﹤0.01%
31
– –
ERC
3984
Allspring Multi-Sector Income Fund
ERC
$262M
– –
-24
Closed –
ERTH icon
3985
Invesco MSCI Sustainable Future ETF
ERTH
$136M
$0 ﹤0.01%
6
+1
+20% +$56
ETWO
3986
DELISTED
E2open Parent Holdings
ETWO
– –
-381
Closed -$2K
EUDV icon
3987
ProShares MSCI Europe Dividend Growers ETF
EUDV
$8.64M
– –
-102
Closed -$4K
EVER icon
3988
EverQuote
EVER
$904M
$0 ﹤0.01%
+132
New +$1.24K
EVF
3989
Eaton Vance Senior Income Trust
EVF
$91.6M
$0 ﹤0.01%
+101
New +$563
EWP icon
3990
iShares MSCI Spain ETF
EWP
$2.21B
$0 ﹤0.01%
45
– –
EWT icon
3991
iShares MSCI Taiwan ETF
EWT
$11B
– –
-546
Closed -$27K
EXTR icon
3992
Extreme Networks
EXTR
$3.14B
$0 ﹤0.01%
+61
New +$769
EYPT icon
3993
EyePoint Inc
EYPT
$1.15B
– –
-656
Closed -$5K
EZPW icon
3994
Ezcorp Inc
EZPW
$1.68B
$0 ﹤0.01%
+19
New +$157
FARO
3995
DELISTED
Faro Technologies
FARO
$0 ﹤0.01%
28
-168
-86% -$5.48K
FATE icon
3996
Fate Therapeutics
FATE
$323M
$0 ﹤0.01%
4
-34
-89% -$982
FCEL icon
3997
FuelCell Energy
FCEL
$1.61B
$0 ﹤0.01%
7
– –
FCF icon
3998
First Commonwealth Financial
FCF
$2.17B
$0 ﹤0.01%
45
-452
-91% -$6.33K
DMC
3999
Del Monte Corp
DMC
$1.41B
$0 ﹤0.01%
9
-24,889
-100% -$693K
FDRV icon
4000
Fidelity Electric Vehicles and Future Transportation ETF
FDRV
$27.3M
– –
-52
Closed –
158 159
160
161 162

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.