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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMIC
3976
DELISTED
Singular Genomics Systems, Inc. Common Stock
OMIC
– –
-3
Closed -$1K
THMO
3977
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
– –
0
– –
FUV
3978
DELISTED
Arcimoto, Inc. Common Stock
FUV
$0 ﹤0.01%
4
– –
CBD
3979
DELISTED
Companhia Brasileira de Distribuicao
CBD
– –
-1,407
Closed -$6K
GMDA
3980
DELISTED
Gamida Cell Ltd. Ordinary Shares
GMDA
$0 ﹤0.01%
+35
New +$115
JOAN
3981
DELISTED
JOANN, Inc. Common Stock
JOAN
$0 ﹤0.01%
20
– –
SOLO
3982
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$0 ﹤0.01%
200
– –
GBNH
3983
DELISTED
Greenbrook TMS Inc. Common Shares
GBNH
– –
-14,715
Closed -$109K
WTER
3984
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
– –
-860
Closed -$20K
SLGCW
3985
DELISTED
SomaLogic, Inc. Warrant
SLGCW
$0 ﹤0.01%
70
– –
CHS
3986
DELISTED
Chicos FAS, Inc.
CHS
– –
-500
Closed -$2K
VRTV
3987
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
5
-38
-88% -$4.57K
AVTA
3988
DELISTED
Avantax, Inc. Common Stock
AVTA
$0 ﹤0.01%
10
– –
APRN
3989
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$0 ﹤0.01%
+8
New +$833
AAC.WS
3990
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$0 ﹤0.01%
1,000
– –
CYTO
3991
DELISTED
Altamira Therapeutics Ltd
CYTO
$0 ﹤0.01%
1
– –
SVVC
3992
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$0 ﹤0.01%
+73
New +$316
RAD
3993
DELISTED
Rite Aid Corporation
RAD
– –
-118
Closed -$1K
BTWN
3994
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
– –
-11,953
Closed -$117K
BTWNU
3995
DELISTED
Bridgetown Holdings Limited Units
BTWNU
– –
-19,082
Closed -$193K
RTL
3996
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
– –
-5,718
Closed -$45K
ARNC
3997
DELISTED
Arconic Corporation
ARNC
$0 ﹤0.01%
20
-18
-47% -$557
AMRS
3998
DELISTED
Amyris Inc.
AMRS
– –
-4,800
Closed -$65K
TDW.WS.A
3999
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$0 ﹤0.01%
+87
New +$85
TDW.WS.B
4000
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$0 ﹤0.01%
+94
New +$68
158 159
160
161 162

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.