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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
| $2.54M | 0.02% |
47,425
+24,985
| +111% | +$1.33M |
|
377
Telus
TU
$15.3B
| $2.48M | 0.02% |
141,130
-6,788
| -5% | -$121K |
|
378
Advanced Micro Devices
AMD
$789B
| $2.46M | 0.02% |
30,075
-323
| -1% | -$24K |
|
379
Entergy
ETR
$50B
| $2.44M | 0.02% |
49,610
+20,402
| +70% | +$1.01M |
|
380
SAP
SAP
$238B
| $2.44M | 0.02% |
15,649
-1,469
| -9% | -$233K |
|
381
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
| $2.44M | 0.02% |
162,802
-23,624
| -13% | -$419K |
|
382
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $2.43M | 0.02% |
29,306
+3,751
| +15% | +$312K |
|
383
Equity Lifestyle Properties
ELS
$12.6B
| $2.4M | 0.02% |
39,198
+38,093
| +3,447% | +$2.47M |
|
384
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.49B
| $2.4M | 0.02% |
27,491
-2,461
| -8% | -$218K |
|
|
GLO
385
Clough Global Opportunities Fund
GLO
$257M
| $2.37M | 0.02% |
254,095
-6,252
| -2% | -$58.6K |
|
386
S&P Global
SPGI
$120B
| $2.37M | 0.02% |
6,581
-358
| -5% | -$126K |
|
387
Nuveen Municipal Value Fund
NUV
$1.91B
| $2.37M | 0.02% |
221,861
+14,928
| +7% | +$158K |
|
388
ConocoPhillips
COP
$141B
| $2.31M | 0.02% |
70,367
-373,355
| -84% | -$14.1M |
|
389
A.O. Smith
AOS
$8.7B
| $2.3M | 0.02% |
43,668
+7,249
| +20% | +$362K |
|
390
VanEck Intermediate Muni ETF
ITM
$2.15B
| $2.28M | 0.02% |
44,522
-10,939
| -20% | -$563K |
|
391
Gilead Sciences
GILD
$165B
| $2.26M | 0.02% |
35,823
+10,854
| +43% | +$753K |
|
392
iShares MSCI USA Momentum Factor ETF
MTUM
$26.2B
| $2.26M | 0.02% |
15,339
+6,123
| +66% | +$875K |
|
393
Vanguard Communication Services ETF
VOX
$5.76B
| $2.26M | 0.02% |
22,161
+6,734
| +44% | +$684K |
|
394
Brookfield Infrastructure Partners
BIP
$18B
| $2.26M | 0.02% |
71,073
| – | – |
|
395
Intuit
INTU
$89B
| $2.25M | 0.02% |
6,897
+2,649
| +62% | +$829K |
|
396
Public Storage
PSA
$61.3B
| $2.25M | 0.02% |
10,099
+1,090
| +12% | +$223K |
|
397
Fidelity High Dividend ETF
FDVV
$10.4B
| $2.23M | 0.02% |
80,500
| – | – |
|
398
Corpay
CPAY
$25.7B
| $2.22M | 0.02% |
9,312
+143
| +2% | +$35.3K |
|
399
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.2B
| $2.21M | 0.02% |
52,413
+4,470
| +9% | +$167K |
|
400
Blue Owl Capital
OBDC
$5.74B
| $2.2M | 0.02% |
182,098
+100,325
| +123% | +$1.23M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.