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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRFS
3876
DELISTED
BRF SA
BRFS
$0 ﹤0.01%
69
-238
-78% -$704
BRKL
3877
DELISTED
Brookline Bancorp
BRKL
$0 ﹤0.01%
27
-292
-92% -$3.86K
BSAC icon
3878
Banco Santander Chile
BSAC
$16.7B
$0 ﹤0.01%
8
-70
-90% -$1.09K
BSBR icon
3879
Santander
BSBR
$43.1B
– –
-109
Closed –
BSJP
3880
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
– –
-377
Closed -$8K
BSJQ icon
3881
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$866M
– –
-365
Closed -$8K
BTBT icon
3882
Bit Digital
BTBT
$454M
$0 ﹤0.01%
26
– –
SLAI
3883
DELISTED
SOLAI Ltd ADS
SLAI
– –
-5
Closed –
BUSE icon
3884
First Busey Corp
BUSE
$2.55B
$0 ﹤0.01%
23
-58
-72% -$1.38K
BV icon
3885
BrightView Holdings
BV
$1.05B
– –
-58
Closed –
BWG
3886
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
– –
-206
Closed -$1K
CAL icon
3887
Caleres
CAL
$486M
$0 ﹤0.01%
+15
New +$397
CALM icon
3888
Cal-Maine
CALM
$3.84B
$0 ﹤0.01%
15
-72
-83% -$3.94K
CALX icon
3889
Calix
CALX
$2.4B
– –
-24
Closed –
CARS icon
3890
Cars.com
CARS
$654M
– –
-188
Closed -$1K
CATO icon
3891
Cato Corp
CATO
$65.9M
$0 ﹤0.01%
12
-13
-52% -$147
CCIF
3892
Carlyle Credit Income Fund
CCIF
$57.9M
– –
-183
Closed -$1.72K
CCRD
3893
DELISTED
CoreCard
CCRD
– –
-25
Closed –
CCSI icon
3894
Consensus Cloud Solutions
CCSI
$682M
$0 ﹤0.01%
6
-39
-87% -$2.01K
CCU icon
3895
Compañía de Cervecerías Unidas
CCU
$2.25B
– –
-51
Closed –
CDLX icon
3896
Cardlytics
CDLX
$22.3M
– –
-15
Closed -$3K
CENX icon
3897
Century Aluminum
CENX
$5.13B
$0 ﹤0.01%
36
-50
-58% -$380
CEVA icon
3898
CEVA Inc
CEVA
$889M
– –
-33
Closed -$1K
CFFN icon
3899
Capitol Federal Financial
CFFN
$1.08B
$0 ﹤0.01%
+31
New +$288
CGEM icon
3900
Cullinan Oncology
CGEM
$1.18B
– –
-221
Closed -$2K
154 155
156
157 158

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.