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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGYS icon
3826
Agilysys
AGYS
$3.02B
$0 ﹤0.01%
8
-49
-86% -$2.47K
AHRT
3827
AH Realty Trust
AHRT
$503M
$0 ﹤0.01%
30
-97
-76% -$1.27K
ALDX icon
3828
Aldeyra Therapeutics
ALDX
$91.1M
$0 ﹤0.01%
38
– –
ALGT icon
3829
Allegiant Air
ALGT
$2.41B
– –
-241
Closed -$27K
ALKT icon
3830
Alkami Technology
ALKT
$2.1B
– –
-327
Closed -$4K
AM icon
3831
Antero Midstream
AM
$10.4B
– –
-874
Closed -$7K
OSG
3832
Octave Specialty Group
OSG
$210M
$0 ﹤0.01%
+13
New +$173
AMED
3833
DELISTED
Amedisys
AMED
– –
-212
Closed -$21K
AMKR icon
3834
Amkor Technology
AMKR
$13.1B
– –
-193
Closed -$3K
AMPH icon
3835
Amphastar Pharmaceuticals
AMPH
$896M
$0 ﹤0.01%
14
-47
-77% -$1.53K
AMR icon
3836
Alpha Metallurgical Resources
AMR
$1.95B
– –
-1
Closed –
AMSF icon
3837
AMERISAFE
AMSF
$522M
$0 ﹤0.01%
3
-94
-97% -$4.54K
AMWD
3838
DELISTED
American Woodmark
AMWD
– –
-19
Closed –
AMWL icon
3839
American Well
AMWL
$231M
– –
-8
Closed –
ANDE icon
3840
Andersons Inc
ANDE
$2.23B
$0 ﹤0.01%
13
-90
-87% -$3.13K
ANF icon
3841
Abercrombie & Fitch
ANF
$5.27B
– –
-97
Closed -$1K
ANIK icon
3842
Anika Therapeutics
ANIK
$277M
$0 ﹤0.01%
13
-18
-58% -$414
ANGO icon
3843
AngioDynamics
ANGO
$651M
$0 ﹤0.01%
17
-38
-69% -$834
ANIP icon
3844
ANI Pharmaceuticals
ANIP
$1.72B
$0 ﹤0.01%
6
-38
-86% -$1.3K
APEI icon
3845
American Public Education
APEI
$869M
$0 ﹤0.01%
11
-121
-92% -$1.5K
API
3846
Agora
API
$386M
– –
-128
Closed –
APOG icon
3847
Apogee Enterprises
APOG
$887M
$0 ﹤0.01%
9
-9
-50% -$367
APPF icon
3848
AppFolio
APPF
$7.07B
$0 ﹤0.01%
3
– –
AQB icon
3849
AquaBounty Technologies
AQB
$7.05M
$0 ﹤0.01%
52
-100
-66% -$2.63K
ARR
3850
Armour Residential REIT
ARR
$2.34B
– –
-36
Closed -$1K
152 153
154
155 156

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.