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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTCF
3801
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$1K ﹤0.01%
241
-400
-62% -$2.58K
MGI
3802
DELISTED
MoneyGram International, Inc. New
MGI
$1K ﹤0.01%
122
– –
PLXP
3803
DELISTED
PLx Pharma Inc. Common Stock
PLXP
$1K ﹤0.01%
3,000
– –
EVOP
3804
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
$1K ﹤0.01%
46
-92
-67% -$2.84K
CLAA.WS
3805
DELISTED
Colonnade Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
CLAA.WS
$1K ﹤0.01%
11,370
– –
KNBE
3806
DELISTED
KnowBe4, Inc. Class A Common Stock
KNBE
$1K ﹤0.01%
52
-2
-4% -$37
FCAX.WS
3807
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
$1K ﹤0.01%
15,740
-470
-3% -$55
CLIM.WS
3808
DELISTED
Climate Real Impact Solutions II Acquisition Corporation Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
CLIM.WS
$1K ﹤0.01%
18,846
– –
ENPC.WS
3809
DELISTED
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
$1K ﹤0.01%
1,562
– –
FVT.WS
3810
DELISTED
Fortress Value Acquisition Corp. III Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVT.WS
$1K ﹤0.01%
12,780
– –
MFGP
3811
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$1K ﹤0.01%
248
– –
FBC
3812
DELISTED
Flagstar Bancorp, Inc. New
FBC
$1K ﹤0.01%
43
-89
-67% -$3.4K
VZIO
3813
DELISTED
VIZIO Holding Corp.
VZIO
$1K ﹤0.01%
200
– –
EBIX
3814
DELISTED
Ebix Inc
EBIX
$1K ﹤0.01%
100
-182
-65% -$4.01K
ABCL icon
3815
AbCellera Biologics
ABCL
$2.85B
– –
-500
Closed -$5K
ACNB icon
3816
ACNB Corp
ACNB
$646M
– –
-85
Closed -$2K
ADEA icon
3817
Adeia
ADEA
$3.07B
– –
-567
Closed -$2K
ADTN icon
3818
Adtran
ADTN
$622M
$0 ﹤0.01%
19
-153
-89% -$3.34K
ADUS icon
3819
Addus HomeCare
ADUS
$2.23B
$0 ﹤0.01%
8
-50
-86% -$4.59K
AEHL icon
3820
Antelope Enterprise Holdings
AEHL
$20.2M
– –
0
– –
AENT icon
3821
Alliance Entertainment
AENT
$288M
– –
-80
Closed –
AENTW icon
3822
Alliance Entertainment Holding Corp Warrants
AENTW
$3.78M
$0 ﹤0.01%
2,500
– –
AEVA
3823
Aeva Technologies
AEVA
$1.65B
$0 ﹤0.01%
50
-13
-21% -$205
AFB
3824
AllianceBernstein National Municipal Income Fund
AFB
$316M
– –
-720
Closed -$8K
AGIO icon
3825
Agios Pharmaceuticals
AGIO
$1.95B
– –
-118
Closed -$2K
151 152
153
154 155

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.