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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TROX icon
3776
Tronox
TROX
$993M
$1K ﹤0.01%
138
– –
UNIT
3777
Uniti Group
UNIT
$2.28B
$1K ﹤0.01%
219
-31
-12% -$288
UPBD icon
3778
Upbound Group
UPBD
$1.12B
$1K ﹤0.01%
106
-104
-50% -$2.59K
VAL icon
3779
Valaris
VAL
$5.94B
$1K ﹤0.01%
27
– –
VITL icon
3780
Vital Farms
VITL
$483M
$1K ﹤0.01%
127
– –
VLRS
3781
Controladora Vuela Compania de Aviacion
VLRS
$927M
$1K ﹤0.01%
219
– –
VRNT
3782
DELISTED
Verint Systems
VRNT
$1K ﹤0.01%
41
-223
-84% -$9.72K
WB icon
3783
Weibo
WB
$1.96B
$1K ﹤0.01%
104
+72
+225% +$1.39K
WIT icon
3784
Wipro
WIT
$19.7B
$1K ﹤0.01%
436
-1,778
-80% -$4.6K
WKC icon
3785
World Kinect Corp
WKC
$1.89B
$1K ﹤0.01%
67
-356
-84% -$8.83K
XFOR icon
3786
X4 Pharmaceuticals
XFOR
$421M
$1K ﹤0.01%
33
– –
TBRG
3787
DELISTED
TruBridge
TBRG
$1K ﹤0.01%
36
-8
-18% -$247
EGRX
3788
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$1K ﹤0.01%
45
-107
-70% -$3.93K
VLD
3789
DELISTED
Velo3D, Inc.
VLD
$1K ﹤0.01%
14
– –
AACIW
3790
DELISTED
Armada Acquisition Corp. I Warrant
AACIW
$1K ﹤0.01%
15,170
– –
VWE
3791
DELISTED
Vintage Wine Estates, Inc. Common Stock
VWE
$1K ﹤0.01%
500
– –
SP
3792
DELISTED
SP Plus Corporation
SP
$1K ﹤0.01%
38
– –
TRVN
3793
DELISTED
Trevena, Inc.
TRVN
$1K ﹤0.01%
16
– –
AEL
3794
DELISTED
American Equity Investment Life Holding Company
AEL
$1K ﹤0.01%
31
-230
-88% -$8.63K
NTCO
3795
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
$1K ﹤0.01%
351
-458
-57% -$2.68K
VAPO
3796
DELISTED
Vapotherm, Inc. Common Stock
VAPO
$1K ﹤0.01%
80
– –
ZYNE
3797
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$1K ﹤0.01%
2,000
– –
LTCH
3798
DELISTED
Latch, Inc. Common Stock
LTCH
$1K ﹤0.01%
1,800
-2,500
-58% -$2.87K
TWCBW
3799
DELISTED
Bilander Acquisition Corp. Warrant
TWCBW
$1K ﹤0.01%
7,425
– –
SDACW
3800
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$1K ﹤0.01%
61,200
– –
150 151
152
153 154

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.