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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCRD
3726
DELISTED
CoreCard
CCRD
$0 ﹤0.01%
25
– –
CENX icon
3727
Century Aluminum
CENX
$5.07B
– –
-70
Closed –
CIB icon
3728
Grupo Cibest SA
CIB
$21.1B
– –
-774
Closed -$26K
CIO
3729
DELISTED
City Office REIT
CIO
– –
-233
Closed -$4K
CIVB icon
3730
Civista Bancshares
CIVB
$589M
– –
-70
Closed -$1K
CLLS
3731
Cellectis
CLLS
$285M
– –
-1,083
Closed -$13K
CLNE icon
3732
Clean Energy Fuels
CLNE
$346M
$0 ﹤0.01%
63
– –
CLRB icon
3733
Cellectar Biosciences
CLRB
$20.5M
$0 ﹤0.01%
3
– –
CMPR icon
3734
Cimpress
CMPR
$2.31B
$0 ﹤0.01%
+10
New +$819
CNDT icon
3735
Conduent
CNDT
$264M
$0 ﹤0.01%
70
– –
CNRG icon
3736
State Street SPDR S&P Kensho Clean Power ETF
CNRG
$208M
$0 ﹤0.01%
3
– –
COLL icon
3737
Collegium Pharmaceutical
COLL
$956M
$0 ﹤0.01%
+31
New +$604
COOP
3738
DELISTED
Mr. Cooper
COOP
$0 ﹤0.01%
8
-83
-91% -$3.49K
CPER icon
3739
United States Copper Index Fund
CPER
$772M
– –
-150
Closed -$3K
CRAI icon
3740
CRA International
CRAI
$1.06B
– –
-32
Closed -$3K
CRBP icon
3741
Corbus Pharmaceuticals
CRBP
$190M
$0 ﹤0.01%
17
– –
CRDF icon
3742
Cardiff Oncology
CRDF
$77.2M
$0 ﹤0.01%
+6
New +$36
CRMT icon
3743
America's Car Mart
CRMT
$26.9M
– –
-7
Closed –
CTBI icon
3744
Community Trust Bancorp
CTBI
$1.41B
$0 ﹤0.01%
3
– –
CVEO icon
3745
Civeo
CVEO
$318M
$0 ﹤0.01%
47
– –
CVLG icon
3746
Covenant Logistics
CVLG
$872M
– –
-160
Closed -$2K
CWAN
3747
DELISTED
Clearwater Analytics
CWAN
– –
-500
Closed -$12K
DAKT icon
3748
Daktronics
DAKT
$1.04B
– –
-193
Closed -$1K
DARE icon
3749
Dare Bioscience
DARE
$21M
– –
-17
Closed –
DBP icon
3750
Invesco DB Precious Metals Fund
DBP
$255M
$0 ﹤0.01%
15
– –
148 149
150
151 152

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.