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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGRC icon
3726
McGrath RentCorp
MGRC
$2.99B
$0 ﹤0.01%
+7
New +$515
MITT
3727
TPG Mortgage Investment Trust
MITT
$224M
$0 ﹤0.01%
46
– –
MLCO icon
3728
Melco Resorts & Entertainment
MLCO
$2.15B
$0 ﹤0.01%
119
+96
+417% +$1.26K
MMU
3729
Western Asset Managed Municipals Fund
MMU
$552M
– –
-1,250
Closed -$16K
MNKD icon
3730
MannKind Corp
MNKD
$1.31B
$0 ﹤0.01%
200
– –
MREO
3731
Mereo BioPharma
MREO
$48.1M
$0 ﹤0.01%
358
– –
MTG icon
3732
MGIC Investment
MTG
$6.23B
$0 ﹤0.01%
40
– –
MTR
3733
Mesa Royalty Trust
MTR
$5.29M
$0 ﹤0.01%
25
– –
NDLS icon
3734
Noodles & Co
NDLS
$109M
$0 ﹤0.01%
6
– –
NG icon
3735
NovaGold Resources
NG
$3.22B
$0 ﹤0.01%
30
– –
NGS icon
3736
Natural Gas Services Group
NGS
$475M
– –
-850
Closed -$8K
NJR icon
3737
New Jersey Resources
NJR
$5.56B
$0 ﹤0.01%
25
– –
NKTR icon
3738
Nektar Therapeutics
NKTR
$2.53B
– –
-27
Closed -$6K
NVEC icon
3739
NVE Corp
NVEC
$625M
$0 ﹤0.01%
+7
New +$498
NWS icon
3740
News Corp Class B
NWS
$17.6B
$0 ﹤0.01%
13
– –
NXG
3741
NXG NextGen Infrastructure Income Fund
NXG
$336M
– –
-502
Closed -$24K
ACH
3742
Accendra Health
ACH
$243M
– –
-35
Closed -$1K
PACB icon
3743
Pacific Biosciences
PACB
$373M
– –
-4,413
Closed -$153K
PAHC icon
3744
Phibro Animal Health
PAHC
$1.41B
$0 ﹤0.01%
+16
New +$385
PBJ icon
3745
Invesco Food & Beverage ETF
PBJ
$107M
– –
-1
Closed –
PEGA icon
3746
Pegasystems
PEGA
$5.29B
– –
-46
Closed -$3K
PFIG icon
3747
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$0 ﹤0.01%
2
– –
PHUN icon
3748
Phunware
PHUN
$42.1M
$0 ﹤0.01%
20
– –
PINC
3749
DELISTED
Premier
PINC
$0 ﹤0.01%
47
-88
-65% -$3.24K
PLOW icon
3750
Douglas Dynamics
PLOW
$1.03B
$0 ﹤0.01%
+11
New +$424
148 149
150
151 152

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.